First Edition, 2007 [620678]

First Edition, 2007

ISBN 978 81 89940 52 2

© All rights reserved.

Published by:

Global Media
1819, Bhagirath Palace,
Chandni Chowk, Delhi-110 006 Email: [anonimizat]

Table of Contents

1. Introduction
2. Electricity in Circuit
3. Natural Gas
4. Petroleum
5. Nuclear Energy
6. Hydropower
7. Geothermal Energy
8. Golar Energy
9. Wind Energy
10. Biomass – a Renewable Energy
11. Diesel
12. Famous People in Energy
13. Alternative Energy
14. Thermodynamics
15. Tidal Energy
16. Glossary

ELECTRICITY – A Secondary Energy Source
Electricity is the flow of electrical power or charge. It is a secondary energy source
which means that we get it from the conve rsion of other sources of energy, like
coal, natural gas, oil, nuclear power and other natural sources, which are called
primary sources. The energy sources we us e to make electricity can be renewable
or non-renewable, but electricity itself is neither renewable or non-renewable.
Electricity is a basic part of nature and it is one of our most widely used forms of
energy. Many cities and towns were built alongside waterfalls (a primary source
of mechanical energy) that turned water wheels to perform work. Before
electricity generation began slightly over 100 years ago, houses were lit with
kerosene lamps, food was cooled in iceb oxes, and rooms were warmed by wood-
burning or coal-burning stoves. Beginning with Benjamin Franklin's experiment
with a kite one stormy night in Philadelph ia, the principles of electricity gradually
became understood. Thomas Edison helped change everyone's life – he perfected
his invention – the electric light bulb. Prior to 1879, direct current (DC)
electricity had been used in arc lights for outdoor lighting. In the late-1800s,
Nikola Tesla pioneered the generation, transmission, and use of alternating
current (AC) electricity, which can be transmitted over much greater distances
than direct current. Tesla's inventions used electricity to bring indoor lighting to our homes and to power industrial machines.
Despite its great importance in our daily li ves, most of us rarely stop to think
what life would be like without electricity. Yet like air and water, we tend to take
electricity for granted. Everyday, we use el ectricity to do many jobs for us – from
lighting and heating/cooling our home s, to powering our televisions and
computers. Electricity is a controllable and convenient form of energy used in
the applications of heat, light and power.
THE SCIENCE OF ELECTRICITY In order to understand how electric char ge moves from one atom to another, we
need to know something about atoms. Everything in the universe is made of
atoms—every star, every tree, every animal . The human body is made of atoms.
Air and water are, too. Atoms are the bu ilding blocks of the universe. Atoms are
so small that millions of them would fit on the head of a pin.
Atoms are made of even smaller particles. The center of an atom is called the
nucleus . It is made of particles called protons and neutrons . The protons and
neutrons are very small, but electrons are much, much smaller. Electrons spin
around the nucleus in shells a great dist ance from the nucleus. If the nucleus
were the size of a tennis ball, the atom would be the size of the Empire State
Building. Atoms are mostly empty space.

If you could see an atom, it
would look a little like a tiny center of balls
surrounded by giant
invisible bubbles (or shells). The electrons would be on the surface of
the bubbles, constantly
spinning and moving to stay as far away
from each other as possible. Electrons are held in their shells by an electrical
force.
The protons and electrons of an atom are a ttracted to each other. They both carry
an electrical charge . An electrical charge is a fo rce within the particle. Protons
have a positive charge (+) and electrons ha ve a negative charge (-). The positive
charge of the protons is equal to the nega tive charge of the electrons. Opposite
charges attract each other. When an atom is in balance, it has an equal number of
protons and electrons. The neutrons carry no charge and their number can vary. The number of protons in an atom determines the kind of atom, or element , it
is. An element is a substance in which all of the atoms are identical (the Periodic
Table shows all the known elements). Ever y atom of hydrogen, for example, has
one proton and one electron, with no neutrons. Every atom of carbon has six
protons, six electrons, and six neutrons. The number of protons determines which element it is.
Electrons usually remain a constant distance from the nucleus in precise shells .
The shell closest to the nucleus can hold tw o electrons. The next shell can hold up
to eight. The outer shells cans hold ev en more. Some atoms with many protons
can have as many as seven shells with electrons in them. The electrons in the shells closest to the nucleus have a strong force of attraction
to the protons. Sometimes, the electrons in the outermost shells do not. These
electrons can be pushed out of their orbi ts. Applying a force can make them move
from one atom to another. These moving electrons are electricity.
STATIC ELECTRICITY
Electricity has been moving in the world forever. Lightning is a form of
electricity. It is electrons moving from one cloud to another or jumping from a
cloud to the ground. Have you ever felt a shock when you touched an object after walking across a carpet? A stream of electrons jumped to you from that object.
This is called static electricity .
Have you ever made your hair stand straight up by rubbing a balloon on it? If so, you rubbed some electrons off the balloon. The electrons moved into your hair

from the balloon. They tried to get far away from each other by moving to the
ends of your hair.
They pushed against each other and made your hair move—they repelled each
other. Just as opposite charges attract each other, like charges repel each other.
MAGNETS AND ELECTRICITY
In most objects, all of the forces are in balance. Half of the electrons are spinning in one direction; half are spinning in the other. These spinning electrons are
scattered evenly throughout the object.
Magnets are different. In magnets, most of the electrons at one end are spinning
in one direction. Most of the electron s at the other end are spinning in the
opposite direction.

Bar Magnet
This creates an imbalance in the forces between the ends of a magnet. This
creates a magnetic field around a magnet. A magnet is labeled with North (N)
and South (S) poles. The magnetic force in a magnet flows from the North pole to the South pole.

Have you ever held two magnets close to each other? They don’t act like most
objects. If you try to push the South po les together, they repel each other. Two
North poles also repel each other.

Turn one magnet around and the North (N) and the South (S) poles are attracted
to each other. The magnets come together with a strong force. Just like protons
and electrons, opposites attract.

These special properties of magnets can be used to make electricity. Moving magnetic fields can pull and push elec trons. Some metals, like copper have
electrons that are loosely held. They can be pushed from their shells by moving
magnets. Magnets and wire are used together in electric generators.
BATTERIES PRODUCE
ELECTRICITY
A battery produces electricity using
two different metals in a chemical solution. A chemical reaction between
the metals and the chemicals frees
more electrons in one metal than in the other. One end of the battery is attached to one of the metals; the
other end is attached to the other
metal. The end that frees more electrons develops a positive charge and the other end develops a negative
charge. If a wire is attached from one en d of the battery to the other, electrons
flow through the wire to balance the electric al charge. A load is a device that does
work or performs a job. If a load––such as a lightbulb––is placed along the wire,
the electricity can do work as it flows through the wire. In the picture above,
electrons flow from the negative end of the battery through the wire to the
lightbulb. The electricity flows through th e wire in the lightbulb and back to the
battery.

ELECTRICITY TRAVELS IN CIRCUITS
Electricity travels in closed loops, or circ uits (from the word circle). It must have
a complete path before the electrons can move. If a circuit is open, the electrons
cannot flow. When we flip on a light switch, we close a circuit. The electricity
flows from the electric wire through the light and back into the wire. When we
flip the switch off, we open the circuit. No electricity flows to the light. When we
turn a light switch on, electr icity flows through a tiny wire in the bulb. The wire
gets very hot. It makes the gas in the bulb glow. When the bulb burns out, the tiny
wire has broken. The path through the bulb is gone. When we turn on the TV, electricity flows through wires inside the set, producing pictures and sound.
Sometimes electricity runs motors—in washer s or mixers. Electricity does a lot of
work for us. We use it many times each day.

HOW ELECTRICITY IS GENERATED
A generator is a device that converts mechanical energy into electrical energy.
The process is based on the relationship between magnetism and electricity. In
1831, Faraday discovered that when a magnet is moved inside a coil of wire, electrical current flows in the wire.
A typical generator at a power plant uses an electromagnet—a magnet produced
by electricity—not a traditional magnet. The generator has a series of insulated
coils of wire that form a stationary cyli nder. This cylinder surrounds a rotary
electromagnetic shaft. When the electrom agnetic shaft rotates, it induces a small
electric current in each section of the wire coil. Each section of the wire becomes
a small, separate electric conductor. The small currents of individual sections are added together to form one large current. Th is current is the electric power that is
transmitted from the power company to the consumer.

An electric utility power station uses either a turbine,
engine, water wheel, or other similar machine to drive an electric generator or a device that converts mechanical or
chemical energy to generate electricity. Steam turbines,
internal-combustion engines, gas combustion turbines, water turbines, and wind turbines are the most common methods to generate electricity. Most power plants are
about 35 percent efficient. That means that for every 100
units of energy that go into a plant, only 35 units are converted to usable electrical energy.
Most of the electricity in the United States is produced in
steam turbines. A turbine converts the kinetic energy of a moving fluid (liquid or gas) to mechanical energy. Steam
turbines have a series of blades mounted on a shaft
against which steam is forced, thus rotating the shaft connected to the generator. In a fossil-fueled steam turbine, the fuel is burned in a furnace to heat water in a
boiler to produce steam.
Coal, petroleum (oil), and natural gas are burned in
large furnaces to heat water to make steam that in turn
pushes on the blades of a turbine. Did you know that coal
is the largest single primary source of energy used to generate electricity in the United States? In 2005, more than half (51%) of the country's 3.9 trillion kilowatthours
of electricity used coal as its source of energy.
Natural gas , in addition to being burned to heat water for steam, can also be
burned to produce hot combustion gases that pass directly through a turbine,
spinning the blades of the turbine to generate electricity. Gas turbines are
commonly used when electricity utility usag e is in high demand. In 2005, 17% of
the nation's electricity was fueled by natural gas.
Petroleum can also be used to make steam to turn a turbine. Residual fuel oil, a
product refined from crude oil, is often the petroleum product used in electric
plants that use petroleum to make steam. Petroleum was used to generate about
three percent (3%) of all electricity genera ted in U.S. electricity plants in 2005.
Nuclear power is a method in which steam is produced by heating water through
a process called nuclear fission. In a nuclear power plant, a reactor contains a
core of nuclear fuel, primarily enriched uranium. When atoms of uranium fuel
are hit by neutrons they fission (split), releasing heat and more neutrons. Under
controlled conditions, these other neutr ons can strike more uranium atoms,
splitting more atoms, and so on. Thereb y, continuous fission can take place,
forming a chain reaction releasing heat. The heat is used to turn water into

steam, that, in turn, spins a turbine that generates electricity. Nuclear power was
used to generate 20% of all the country's electricity in 2005.
Hydropower , the source for almost 7% of U.S. electricity generation in 2005, is a
process in which flowing water is used to spin a turbine connected to a generator.
There are two basic types of hydroelectric systems that produce electricity. In the
first system, flowing water accumulates in reservoirs created by the use of dams.
The water falls through a pipe called a pe nstock and applies pressure against the
turbine blades to drive the generator to produce electricity. In the second system,
called run-of-river, the force of the river current (rather than falling water)
applies pressure to the turbine blades to produce electricity.
Geothermal power comes from heat energy buried beneath the surface of the
earth. In some areas of the country, enough heat rises close to the surface of the
earth to heat underground water into steam, which can be tapped for use at
steam-turbine plants. This energy source generated less than 1% of the electricity
in the country in 2005.
Solar power is derived from the energy of the sun. However, the sun's energy is
not available full-time and it is widely scattered. The processes used to produce
electricity using the sun's energy have historically been more expensive than using conventional fossil fuels. Photovolta ic conversion generates electric power
directly from the light of the sun in a photovoltaic (solar) cell. Solar-thermal
electric generators use the radiant energy from the sun to produce steam to drive turbines. In 2005, less than 1% of the nation's electricity was based on solar
power.
Wind power is derived from the conversion of the energy contained in wind into
electricity. Wind power, less than 1% of the nation's electricity in 2005, is a
rapidly growing source of electricity. A wi nd turbine is similar to a typical wind
mill.
Biomass includes wood, municipal solid waste (garbage), and agricultural waste,
such as corn cobs and wheat straw. Thes e are some other energy sources for
producing electricity. These sources re place fossil fuels in the boiler. The
combustion of wood and waste creates steam that is typically used in
conventional steam-electric plants. Bi omass accounts for about 1% of the
electricity generated in the United States.
THE TRANSFORMER – MOVING ELECTRICITY
To solve the problem of sending
electricity over long distances, William Stanley developed a device called a transformer. The transformer allowed
electricity to be efficiently transmitted
over long distances. This made it

possible to supply electricity to home s and businesses located far from the
electric generating plant.
The electricity produced by a generator travels along cables to a transformer,
which changes electricity from low voltag e to high voltage. Electricity can be
moved long distances more efficiently usin g high voltage. Transmission lines are
used to carry the electricity to a substation. Substations have transformers that change the high voltage electricity into lower voltage electricity. From the substation, distribution lines carry the electricity to homes, offices and factories, which require low voltage electricity.
MEASURING ELECTRICITY
Electricity is measured in units of po wer called watts. It was named to honor
James Watt, the inventor of the steam engi ne. One watt is a very small amount of
power. It would require nearly 750 watts to equal one horsepower. A kilowatt
represents 1,000 watts. A kilowatthour (k Wh) is equal to the energy of 1,000
watts working for one hour. The amount of electricity a power plant generates or
a customer uses over a period of time is measured in kilowatthours (kWh).
Kilowatthours are determined by multiply ing the number of kW's required by the
number of hours of use. For example, if you use a 40-watt light bulb 5 hours a day, you have used 200 watts of power, or 0.2 kilowatthours of electrical energy.
See our Energy Calculator section to learn more about converting units.

Natural Gas – A Fossil Fuel
HOW NATURAL GAS WAS FORMED
Millions of years ago, the remains of plants and animals decayed and built up in
thick layers. This decayed matter from plants and animals is called organic material – it was once alive. Over time, the mud and soil changed to rock,
covered the organic material and trapped it beneath the rock. Pressure and heat
changed some of this organic material in to coal, some into oil (petroleum), and
some into natural gas – tiny bubbles of odorless gas. The main ingredient in natural gas is methane, a gas (or compound) composed of one carbon atom and four hydrogen atoms.

In some places, gas escapes from small ga ps in the rocks into the air; then, if
there is enough activation energy from ligh tning or a fire, it burns. When people
first saw the flames, they experimented with them and learned they could use
them for heat and light.
HOW WE GET NATURAL GAS
The search for natural gas begins with ge ologists (people who study the structure
of the earth) locating the types of rock that are usually found near gas and oil
deposits. Today their tools include seismic surveys that are used to find the right places to
drill wells. Seismic surveys use echoes from a vibration source at the earth’s
surface (usually a vibrating pad under a truck built for this purpose) to collect
information about the rocks beneath. So metimes it is necessary to use small
amounts of dynamite to provide the vibration that is needed.

Scientists and engineers explore a chosen area by studying rock samples from the
earth and taking measurements. If the si te seems promising, drilling begins.
Some of these areas are on land but many are offshore , deep in the ocean. Once
the gas is found, it flows up through the we ll to the surface of the ground and into
large pipelines. Some of the gases that are produced along with methane, such as
butane and propane (also known as 'by-products'), are separated and cleaned at
a gas processing plant. The by-products, once removed, are used in a number of
ways. For example, propane can be used for cooking on gas grills.
Because natural gas is colorless, odorless and tasteless, mercaptan (a chemical
that has a sulfur like odor) is added befo re distribution, to give it a distinct
unpleasant odor (smells like rotten eggs). This serves as a safety device by
allowing it to be detected in the at mosphere, in cases where leaks occur.
Most of the natural gas consumed in the United States is produced in the United States. Some is imported from Canada and shipped to the United States in
pipelines. Increasingly natural gas is also being shipped to the United States as
liquefied natural gas(LNG).
We can also use machines called "digesters"
that turn today's organic material
(plants, animal wastes, etc.) into natural gas. This replaces waiting for thousands
of years for the gas to form naturally.
HOW NATURAL GAS IS STORED AND DELIVERED
The gas companies collect it in huge storage tanks, or underground, in old gas
wells. The gas remains there until it is a dded back into the pipeline when people
begin to use more gas, such as in the winter to heat homes.

Natural gas is moved by pipelines from the producing fields to consumers. Since
natural gas demand is greater in the winter, gas is stored along the way in large underground storage systems, such as old oil and gas wells or caverns formed in
old salt beds. The gas remains there until it is added back into the pipeline when
people begin to use more gas, such as in the winter to heat homes.

When chilled to very cold temperatures, approximately -260 degrees Fahrenheit,
natural gas changes into a liquid and can be stored in this form. Liquefied natural gas (LNG) can be loaded onto ta nkers (large ships with several domed
tanks) and moved across the ocean to delive r gas to other countries. Once in this
form, it takes up only 1/600th of the space that it would in its gaseous state. When this LNG is received in the United States, it can be shipped by truck to be held in large chilled tanks close to users or turned back into gas to add to
pipelines.
When the gas gets to the communities wher e it will be used(usually through large
pipelines), the gas is measured as it flow s into smaller pipeline s called "MAINS".
Very small lines, called "SERVICES", conne ct to the mains and go directly to
homes or buildings where it will be used.
HOW NATURAL GAS IS MEASURED We measure and sell natural gas in cubic feet (volume) or in British Thermal
Units (heat content). Heat from all energy sources can be measured and
converted back and forth between British thermal units (Btu) and metric units.
See the Energy Calculator for help with converting natural gas units.
One Btu is the heat required to raise the temperature of one pound of water one
degree Fahrenheit. Ten burning kitchen matches release 10 Btu. One cubic foot of natural gas has about 1031 Btu. A box 10 feet deep, 10 feet long, and 10 feet
wide would hold one thousand cubic feet of natural gas.
For example, a candy bar has about 1000 Btu.
Pipeline companies buy natural gas in th ousands of cubic feet or Mcf. M = one
thousand.
WHAT NATURAL GAS IS USED FOR
Approximately 23 percent of the energy consumption of the U.S. comes from
natural gas. Over one-half of the homes in the U.S. use natural gas as their main
heating fuel.
Natural gas is also an essential raw mate rial for many common products, such as:
paints , fertilizer, plastics, antifreeze, dy es, photographic film, medicines, and
explosives. We also get propane, a fuel we use in many of our backyard barbecue
grills, when we process natural gas.
Industry depends on it. Natural gas has thousands of uses. It's used to produce
steel, glass, paper, clothing, bric k, electricity and much more!

Homes use it too. More than 62.5 milli on homes use natural gas to fuel stoves,
furnaces, water heaters, clothes dryers an d other household appliances. It is also
used to roast coffee, smoke meats, bake bread and much more.

NATURAL GAS AND THE ENVIRONMENT
Natural gas burns more cleanly than other fossil fuels. It has fewer emissions of
sulfur, carbon, and nitrogen than coal or oil, and it has almost no ash particles
left after burning. Being a clean fuel is on e reason that the use of natural gas,
especially for electricity generation, has grown so much and is expected to grow
even more in the future.
Of course, there are environmental concern s with the use of any fuel. As with
other fossil fuels, burning natural gas produces carbon dioxide, which is the most
important greenhouse gas. Many scientists believe that increasing levels of
carbon dioxide and other greenhouse gases in the earth’s atmosphere are changeing the global climate.
As with other fuels, natural gas also affe cts the environment when it is produced,
stored and transported. Because natural gas is made up mostly of methane
(another greenhouse gas), small amounts of methane can sometimes leak into the
atmosphere from wells, storage tanks and pipelines. The natural gas industry is
working to prevent any methane from escaping. Exploring and drilling for
natural gas will always have some impact on land and marine habitats. But new
technologies have greatly reduced the nu mber and size of areas disturbed by
drilling, sometimes called "footprints." Sa tellites, global positioning systems,
remote sensing devices, and 3-D and 4-D seismic technologies, make it possible to discover natural gas reserves while drilling fewer wells. Plus, the use of
horizontal and directional drilling make it possible for a single well to produce
gas from much bigger areas.
Natural gas pipelines and storage facilities have a very good safety record. This is
very important because when natural gas leaks it can cause explosions. Since raw

natural gas has no odor, natural gas companies add a smelly substance to it so
that people will know if there is a leak. If you have a natural gas stove, you may
have smelled this “rotten egg” smell of natural gas when the pilot light has gone
out.

Petroleum(Oil) – A Fossil Fuel
HOW OIL WAS FORMED
Oil was formed from the remains of anim als and plants that lived millions of
years ago in a marine (water) environment be fore the dinosaurs. Over the years,
the remains were covered by layers of mud. Heat and pressure from these layers
helped the remains turn into what we toda y call crude oil . The word "petroleum"
means "rock oil" or "oil from the earth."

WHERE WE GET OIL Crude oil is a smelly, yellow-to-black liqu id and is usually found in underground
areas called reservoirs. Scientists and engineers explore a chosen area by
studying rock samples from the earth. Me asurements are taken, and, if the site
seems promising, drilling begins. Above the hole, a structure called a 'derrick' is
built to house the tools and pipes going in to the well. When finished, the drilled
well will bring a steady flow of oil to the surface.
The world's top five crude oil-producing countries are:
• Saudi Arabia
• Russia
• United States
• Iran
• China
Over one-fourth of the crude oil produc ed in the United States is produced
offshore in the Gulf of Mexico. The top crude oil-producing states are:

• Texas
• Alaska
• California
• Louisiana
• New Mexico
The amount of crude oil produced (domes tically) in the United States has been
getting smaller each year. However, the use of products made from crude oil has
been growing, making it necessary to br ing more oil from other countries. About
58 percent of the crude oil and petroleum products used in the United States
comes from other countries.
CRUDE OIL IS MADE INTO DIFFERENT FUELS
Products Made from a Barrel of Crude Oil
(Gallons)
After crude oil is removed from the ground, it is sent to a refinery by pipeline,
ship or barge. At a refinery, different parts of the crude oil are separated into useable petroleum products. Crude oil is measured in barrels (abbreviated "bbls"). A 42-U.S. gallon barrel of crud e oil provides slightly more than 44
gallons of petroleum products. This gain from processing the crude oil is similar to what happens to popcorn, it gets bigger after it is popped.

note: The gain
from
processing is about 5%.
One
bar
rel
of crude
oil,
when refi
ned
, produces about 20 gallons of finished mo tor gasoline, and 7 gallons of diesel, as
well as other petroleum products. Most of the petroleum products are used to
produce energy. For instance, many peop le across the United States use propane
to heat their homes and fuel their cars. Other products made from petroleum
include: ink, crayons, bubble gum, dish washing liquids, deodorant, eyeglasses,
records, tires, ammonia, and heart valves.

OIL AND THE ENVIRONMENT
Products from oil (petroleum products) he lp us do many thin gs. We use them to
fuel our airplanes, cars, and trucks, to heat our homes, and to make products like
medicines and plastics. Even though pe troleum products make life easier –
finding, producing, moving, and using them can cause problems for our
environment like air and water pollution. Over the years, new technologies and
laws have helped to reduce problems re lated to petroleum products. As with any
industry, the government monitors how oil is produced, refined, stored, and sent
to market to reduce the impact on the environment. Since 1990, fuels like
gasoline and diesel fuel have also been improved so that they produce less
pollution when we use them.

Exploring and drilling for oil may disturb
land and ocean habitats. New technologies have greatly reduced the number and size of
areas disturbed by drilling, sometimes called
"footprints." Satellites, global positioning systems, remote sensing devices, and 3-D and 4-D seismic technologies, make it possible to
discover oil reserves while drilling fewer
wells. Plus, the use of horizontal and directional drilling make it possible for a single well to produce oil from much bigger
areas. Today's production footprints are only about one-fourth the size of those
30 years ago, due to the development of movable drilling rigs and smaller "slimhole" drilling rigs. When the oil in a well is gone, the well must be plugged
below ground, making it hard to tell that it was ever there. As part of the "rig-to-
reefs" program, some old offshore rigs are toppled and left on the sea floor to
become artificial reefs that attract fish and other marine life . Within six months
to a year after a rig is toppled, it becomes covered with barnacles, coral, sponges,
clams, and other sea creatures.
If oil is spilled into rivers or oceans it can harm wildlife.When we talk about "oil
spills" people usually think about oil th at leaks from ships when they crash.
Although this type of spill can cause the biggest shock to wildlife because so much
oil is released at one time, only 2 percent of all oil in the sea comes from ship or
barge spills. The amount of oil spilled from ships dropped a lot during the 1990's
partly because new ships were required to have a "double-hull" lining to protect
against spills. While oil spills from sh ips are the most well-known problem with
oil, more oil actually gets into water from natural oil seeps coming from the ocean floor. Or, from leaks that happen when we use petroleum products on land. For
example, gasoline that sometimes drips on to the ground when people are filling
their gas tanks, motor oil that gets thrown away after an oil change, or fuel that
escapes from a leaky storage tank. When it rains, the spilled products get washed into the gutter and eventually go to rivers and the ocean. Another way that oil sometimes gets into water is when fuel is leaked from motorboats and jet skis.
A refinery is a factory where crude oi l is processed into petroleum products.
Because many different pollutants can esca pe from refineries into the air, the
government monitors refineries and other factories to make sure that they meet
environmental standards.
When a leak in a storage tank or pipeline occurs, petroleum products can also get
into the ground, and the ground must be cleaned up. To prevent leaks from
underground storage tanks, all buried tanks are supposed to be replaced by tanks
with a double-lining. This hasn't happene d everywhere yet. In some places where
gasoline has leaked from storage tanks, one of the gasoline ingredients called
methyl tertiary butyl ether (MTBE) has made its way into local water supplies.
Since MTBE makes water taste bad and ma ny people are worried about drinking

it, a number of states are banning the us e of MTBE in gasoline, and the refining
industry is voluntarily moving away from using it when blending reformulated
gasoline.
Gasoline is used in cars, diesel fuel is us ed in trucks, and heating oil is used to
heat our homes. When petroleum products are burned as fuel, they give off
carbon dioxide, a greenhouse gas that is linked with global warming. The use of
petroleum products also gives off polluta nts – carbon monoxide, nitrogen oxides,
particulate matter, and unburned hydroca rbons – that help form air pollution.
Since a lot of air pollution comes from ca rs and trucks, many environmental laws
have been aimed at changing the make-up of gasoline and diesel fuel so that they
produce fewer emissions. These "reformu lated fuels" are much cleaner-burning
than gasoline and diesel fuel were in 1990 . In the next few years, the amount of
sulfur contained in gasoline and diesel fuel will be reduced dramatically so that
they can be used with new, le ss-polluting engine technology.

NUCLEAR ENERGY (URANIUM)
ENERGY FROM ATOMS
NUCLEAR ENERGY IS ENERGY FROM ATOMS
Nuclear energy is energy in the nucleus (core) of an atom. Atoms
are tiny particles that make up ever y object in the universe. There is
enormous energy in the bonds that hold atoms together. Nuclear energy can be used to make electricity. But first the energy
must be released. It can be re leased from atoms in two ways:
nuclear fusion and nuclear fission.
In nuclear fusion , energy is released when atoms are combined
or fused together to form a larger atom . This is how the sun produces energy.
In nuclear fission , atoms are split apart to form smaller atoms, releasing
energy. Nuclear power plants use nuclear fission to produce electricity.
NUCLEAR FUEL – URANIUM The fuel most widely used by nuclear pl ants for nuclear fission is uranium.
Uranium is nonrenewable, though it is a common metal found in rocks all over
the world. Nuclear plants use a certain ki nd of uranium, U-235, as fuel because
its atoms are easily split apart. Though uranium is quite common, about 100
times more common than silver, U-235 is relatively rare. Most U.S. uranium is
mined, in the Western United States. Once uranium is mined the U-235 must be extracted and processed before it can be used as a fuel.
During nuclear fission, a small particle called a neutron hits the uranium atom
and it splits, releasing a great amount of energy as heat and radiation. More
neutrons are also released. These neutrons go on to bombard other uranium
atoms, and the process repeats itself over and over again. This is called a chain
reaction.
NUCLEAR POWER PLANTS GENERATE ELECTRICITY
Nuclear power accounts for about 19 percen t of the total net electricity generated
in the United States, about as much as th e electricity used in California,Texas and
New York, the three states with the most people. In 2005, there were 66 nuclear
power plants(composed of 104 licensed nuclear reactors) throughout the United
States.

Most power plants burn fuel to produce electricity, but not nuclear power plants.
Instead, nuclear plants use the heat given off during fission as fuel. Fission takes
place inside the reactor of a nuclear power plant. At the center of the reactor is
the core, which contains the uranium fuel.
The uranium fuel is formed into ceramic pellets. The pellets are about the size of
your fingertip, but each one produces the same amount of energy as 150 gallons
of oil. These energy-rich pellets are stacked end-to-end in 12-foot metal fuel rods. A bundle of fuel rods is called a fuel assembly.
Fission generates heat in a reactor just as coal generates heat in a boiler. The heat
is used to boil water into steam. The steam turns huge turbine blades. As they
turn, they drive generators that make elec tricity. Afterward, the steam is changed
back into water and cooled in a separate structure at the power plant called a
cooling tower. The water can be used again and again.
TYPES OF REACTORS
Just as there are different approaches to designing and building airplanes and
automobiles, engineers have developed di fferent types of nuclear power plants.
Two types are used in the United Stat es: boiling-water reactors (BWRs), and
pressurized-water reactors (PWRs).
In the BWR, the water heated by the reac tor core turns directly into steam in the
reactor vessel and is then used to powe r the turbine-generator. In a PWR, the
water passing through the reactor core is ke pt under pressure so that it does not
turn to steam at all – it remains liquid. Steam to drive the turbine is generated
in a separate piece of equipment called a steam generator. A steam generator is a
giant cylinder with thousands of tubes in it through which the hot radioactive
water can flow. Outside the tubes in the steam generator, nonradioactive water (or clean water) boils and eventually turns to steam. The clean water may come from one of several sources: oceans, lake s or rivers. The radioactive water flows
back to the reactor core, where it is reheated, only to flow back to the steam
generator. Roughly sevent y percent of the reactors operating in the U.S. are
PWR.
Nuclear reactors are basically machines th at contain and control chain reactions,
while releasing heat at a controlled rate. In electric power plants, the reactors
supply the heat to turn water into steam, which drives the turbine-generators.
The electricity travels through high volt age transmission lines and low voltage
distribution lines to homes, schools, hospitals, factories, office buildings, rail
systems and other users.

NUCLEAR POWER AND THE ENVIRONMENT
Like all industrial processes, nuclear po wer generation has by-product wastes:
spent (used) fuels, other radioactive waste, and heat. Because nuclear generated
electricity does not emit carbon dioxide into the atmosphere, nuclear power plants in the U.S. prevent emissions of about 700 million metric tons of carbon dioxide. This is nearly as much carbon dioxide as is released from all U.S.
passenger cars combined.
Spent fuels and other radioactive wastes are the principal environmental concern
for nuclear power. Most nuclear waste is low-level radioactive waste. It consists
of ordinary tools, protective clothing, wiping cloths and disposable items that
have been contaminated with small amounts of radioactive dust or particles.
These materials are subject to special regu lation that govern their disposal so
they will not come in contact with the outside environment.
On the other hand, the spent fuel assemblies are highly radioactive and must
initially be stored in specially designed pools resembling large swimming pools
(water cools the fuel and acts as a radiation shield) or in specially designed dry
storage containers. An increasing number of reactor operators now store their
older and less spent fuel in dry storage facilities using special outdoor concrete or steel containers with air cooling. The Unit ed States Department of Energy's long
range plan is for this spent fuel to be stored deep in the earth in a geologic
repository, at Yucca Mountain, Nevada.

Hydropower –
Energy from Moving
Water
HYDROPOWER GENERATES ELECTRICITY
Of the renewable energy sources that generate electricity,
hydropower is the most often used. It accounted for 7
percent of total U.S. electricity generati on and 75 percent of generation from
renewables.
It is one of the oldest sources of energy and was used thousands of years ago to
turn a paddle wheel for purposes such as grinding grain. Our nation’s first
industrial use of hydropower to genera te electricity occurred in 1880, when 16
brush-arc lamps were powered using a water turbine at the Wolverine Chair
Factory in Grand Rapids, Michigan. The first U.S. hydroelectric power plant
opened on the Fox River near Appleton, Wisconsin, on September 30, 1882. Until
that time, coal was the only fuel used to pr oduce electricity. Because the source of
hydropower is water, hydroelectric powe r plants must be located on a water
source. Therefore, it wasn’t until the technology to transmit electricity over long distances was developed that hydr opower became widely used.
HOW HYDROPOWER WORKS
Understanding the water cycle is importan t to understanding hydropower. In the
water cycle –
• Solar energy heats water on the surface, causing it to evaporate.
• This water vapor condenses into clouds and falls back onto the surface as precipitation.
• The water flows through rivers back into the oceans, where it can
evaporate and begin the cycle over again.
Mechanical energy is derived by directing, harnessing, or
channeling moving water. The amount of available energy in moving water is determined by its flow or fall.
Swiftly flowing water in a big river, like the Columbia River along the border between Oregon and Washington, carries a great deal of energy in its flow. So, too, with water descending rapidly from a very high point, like
Niagara Falls in New York. In either instance, the water
flows through a pipe, or penstock, then pushes against
and turns blades in a turbine to spin a generator to produce electricity. In a run-of-the-river system, the

force of the current applies the needed pressure, while in a storage system , water
is accumulated in reservoirs created by dams, then released when the demand for
electricity is high. Meanwhile, the reserv oirs or lakes are used for boating and
fishing, and often the rivers beyond the dams provide opportunities for
whitewater rafting and kayaking. Hoover Dam, a hydroelectric facility completed in 1936 on the Colorado River between Arizona and Nevada, created Lake Mead,
a 110-mile-long national recreational area that offers water sports and fishing in a
desert setting.
WHERE HYDROPOWER IS GENERATED
Over one-half of the total U.S. hydroelectric capacity for electricity generation is
concentrated in three States (Washington, California and Oregon) with
approximately 27 percent in Washington, the location of the Nation’s largest
hydroelectric facility – the Grand Coulee Dam.

It is important to note that only a sma ll percentage of all dams in the United
States produce electricity. Most dams were constructed solely to provide irrigation and flood control.
HYDROPOWER AND THE ENVIROMENT
Some people regard hydropower as the ideal fuel for electricity generation
because, unlike the nonrenewable fuels used to generate electricity, it is almost
free, there are no waste products, and hy dropower does not pollute the water or
the air. However, it is criticized beca use it does change the environment by
affecting natural habitats. For instance, in the Columbia River, salmon must swim upstream to their spawning grounds to reproduce, but the series of dams

gets in their way. Different approaches to fixing this problem have been used,
including the construction of "fish ladders " which help the sa lmon "step up" the
dam to the spawning grounds upstream.

Cheap Energy vs the Environment
The Case of Hydroelectric Power

Historical Growth of Hydroelectric power:
• Currently Hydro power is 7% of the total US Energy Budget.
This has been going decreasing with time
• This varies considerably with region in the US due to the
availability of freely flowing streams
• Dam building really was initiate d in the 1930's as part of a
public works program to combat the depression
• Low cost per KWH (see below) caused exponential increase of dam building from 1950-1970 (lots of this on the Columbia)
• Since 1970 hydroproduction has levelled off and therefore becomes an increasingly smaller percentage of the US energy
budget.
Hydropower is a natural renewable energy
source as it makes use of The Hydrological
Cycle:

Hydropower production is sensitive to secular
evolution of weather; seasonal snowpacks, etc, etc. Long term droughts (10 years or so) seem
to occur frequently in the West
About 30% of the hydropotential in the US has
been tapped to date
Why is Hydro so attractive?
• BECAUSE ITS CHEAP! for the consumer
average price in
the PNW is around 4 cents per KWH
this is 3 times less than
the national average!
• Low cost to the consumer reflect relatively low operating costs
of the Hydro Facility. Most of th e cost is in building the dam
• Operating costs about 0.6 cents per KWH
• Coal Plant averages around 2.2 cents per KWH
which
reflects costs of mining, transport and distribution.
Energy density in stored elevated water is high:

So one liter of water per second on a turbine generates 720 watts of
power. If this power can be contin uously genreated for 24 hours per
day for one month then the total number of KWH per month is then:
720 watts x 24 hours/day x 30 days/month =
518 Kwh/month.
Power generating capacity is directly
proportional to the height the water falls. For a fall of say only 3 m, 30 times less electricity would be generated (e.g. 17 Kwh/month) – but
this is just for a miniscule flow rate of 1 kg/sec.
Capacities of some large dams:
Grand Coulee 1942 6500 MW
John Day 1969 2200 MW Niagara (NY) 1961 2000 MW The Dalles 1957 1800 MW Chief Joseph 1956 1500 MW
McNary 1954 1400 MW
Hoover 1936 1345 MW Glen Canyon 1964 950 MW Three Gorges 2000 18000 Mw
Pacific Northwest has 58 hydroelectric dams
63% of total electricity generated. Most of
the rest comes from coal fired steam plants
(e.g. Centralia Washington).
Note, the Trojan Nuclear Power Plant was
relatively easy to shut down because
replacement power was immediately
available.

Again the main advantages of Hydro are a) its
renewable and b) there is a lot of energy
available:

Some Real Disadvantages:

Hydroelectric Power – The Risks:
Dams are frequently located upst ream from major population
centers:
• 1918–1958: 33 Major dam failures resulting in 1680
documented fatalities
• 1959–1965: 9 major dams failed throughout the world
• 1976: Teton Dam failure in Idaho
• Most of the dams on the columbia have been built since 1950 and are not close to their failure points
• The Salmon Problem:
o Extremely Emotional Issue –> icon of the PNW
o Some Federal Dam Licenses can now be lost because of salmon migration problems
ƒ Some studies suggest Fe deral dams are mostly
resonsible for drop from 16 million to 300,000 wild fish per year
ƒ Actual Salmon Count data is available for these dam sites:
ƒ John Day Dam
ƒ Bonneville Dam
ƒ Lower Monumental Dam
ƒ McNary Dam
ƒ The Dalles
ƒ Ice Harbor Dam
ƒ Lower Granite Dam
ƒ Little Goose Dam
o Estimated that to improve migr ation, utility rates will rise
in the PNW by 8%
o There are lots of other factors at work as well:
ƒ El Nino
ƒ Agressive Fishing

ƒ Poor logging practices and increased soil erosion
Note that reservoirs offer expanded habitat
for geese, pelicans, eagles, osprey. They also
help with flood control thus minimizing soil
erosion in the watershed.
Adverse effects of dams on salmon:
• migratory barrier
• killed in turbines (especially young ones swimming
downstream)
• supersaturation of air in water (high pressure of water falling
down forces air into the solution)
• reduced oxygen content if river flow is reduced (summer) due
to separation of warm and cold water; cold water doesn't mix to be aerated (this is mostly a problem in the Tennesee Valley)
Solutions:
• Build fish "passages" to dire ct them towards tributaries
this
has proven successful for trout in Oregon
• Better turbine design and scr een systems can help eliminate
fishkill on the downstream migration
• Minimize turbulence in the operation of the turbine
Have better flow control

Geothermal Energy –
Energy from the Earth's
Core
The word geothermal comes from the Greek words geo (earth)
and therme (heat).
On May 18, 1980, Mt. St. Helens, an active volcano in Washington, erupted (leave
this site to see a picture), providing a vi vid display of the energy contained within
the Earth. Most volcanic activity occurs around the Pacific Ocean's rim, the Ring
of Fire.
Volcanic energy cannot be harnessed (controlled and collected), but in a few
places heat from the earth, called geothe rmal energy, can be collected. Usually,
engineers try to collect this heat in the rare places where the Earth's crust has
trapped steam and hot water. Here, they dr ill into the crust and allow the heat to
escape, either as steam, or as very hot water. Pipes carry the hot water to a plant,
where some of the steam is allowed to "flash," or separate from the water. That steam then turns a turbine – generator to make electricity.
Geothermal energy was first used to produc e electricity in Italy in 1903. At the
end of 2004, there were 43 power plants producing electricity from geothermal
energy in the USA. Most of these are located in California and Nevada; Utah has two geothermal plants and Hawaii, formed by volcanic eruptions, has one. Generation from geothermal sources is ther efore "site specific," meaning it's only
possible in a few places under unique ge ologic conditions. One such site in
California, called The Geysers, can produce almost as much electricity as all the
other geothermal sites combined.
Geothermal energy can be used as an efficient heat source in small end-use
applications such as greenhouses, but the consumers have to be located close to the source of heat. The capital of Icel and, Reykjavik, is heated mostly by
geothermal energy.
Geothermal energy has a major environm ental benefit because it offsets air
pollution that would have been produced if fossil fuels were the energy source.
Geothermal energy has a very minor impact on the soil – the few acres used look
like a small light-industry building compl ex. Since the slightly cooler water is
reinjected into the ground, there is only a minor impact, except if there is a
natural geyser field close by. For th is reason, tapping into the geothermal
resources of Yellowstone National Park is prohibited by Law.

Solar Energy – Energy from
the Sun
ENERGY FROM THE SUN
The sun has produced energy for billions of years. Solar energy is the solar
radiation that reaches the earth.
Solar energy can be converted directly or indirectly into other forms of energy,
such as heat and electricity. The ma jor drawbacks (problems, or issues to
overcome) of solar energy are: (1) the in termittent and variable manner in which
it arrives at the earth's surface and, (2) the large area required to collect it at a useful rate.
Solar energy is used for heating water for domestic use, space heating of
buildings, drying agricultural products, and generating electrical energy.
In the 1830s, the British astronomer John Herschel used a solar collector box to
cook food during an expedition to Africa. Now, people are trying to use the sun's
energy for lots of things.
Electric utilities are trying photovolta ics, a process by which solar energy is
converted directly to electricity. Electr icity can be produced directly from solar
energy using photovoltaic devices or indi rectly from steam generators using solar
thermal collectors to heat a working fluid. Out of the 14 known solar electric generati ng units operating in the US at the end
of 2004, 10 of these are in California, and 4 in Arizona. No statistics are being
collected on solar plants that produce less than 1 megawatt of electricity, so there
may be smaller solar plants in a number of other states.
PHOTOVOLTAIC ENERGY
Photovoltaic energy is the conversion of sunlight into electricity through a
photovoltaic (PVs) cell, commonly called a solar cell. A photovoltaic cell is a
nonmechanical device usually made from silicon alloys.
Sunlight is composed of photons, or pa rticles of solar energy. These photons
contain various amounts of energy corresp onding to the different wavelengths of
the solar spectrum. When photons stri ke a photovoltaic cell, they may be
reflected, pass right through, or be abso rbed. Only the absorbed photons provide
energy to generate electricity. When enou gh sunlight (energy) is absorbed by the
material (a semiconductor), electrons are dislodged from the material's atoms.

Special treatment of the material surface during manufacturing makes the front
surface of the cell more receptive to free electrons, so the electrons naturally migrate to the surface.

When the electrons leave their position, holes are formed. When many electrons, each carrying a negative charge, travel to ward the front surface of the cell, the
resulting imbalance of charge between the cell's front and back surfaces creates a voltage potential like the negative and positive terminals of a battery. When the two surfaces are connected through an external load, electricity flows.
The photovoltaic cell is the basic building block of a PV system. Individual cells
can vary in size from about 1 cm (1/2 inch) to about 10 cm (4 inches) across.
However, one cell only produces 1 or 2 watts, which isn't enough power for most
applications. To increase power output, cells are electrically connected into a
packaged weather-tight module. Modules can be further connected to form an
array. The term array refers to the entire generating plant, whether it is made up

of one or several thousand modules. As many modules as needed can be
connected to form the array size (power output) needed.
The performance of a photovoltaic array is dependent upon sunlight. Climate
conditions (e.g., clouds, fog) have a significant effect on the amount of solar energy received by a PV array and, in turn, its performance. Most current
technology photovoltaic modules are abo ut 10 percent efficient in converting
sunlight with further research being condu cted to raise this efficiency to 20
percent.
The pv cell was discovered in 1954 by Bell Telephone researchers examining the
sensitivity of a properly prepared silicon wafer to sunlight. Beginning in the late
1950s, pvs were used to power U.S. spac e satellites. The success of PVs in space
generated commercial applications for pv technology. The simplest photovoltaic
systems power many of the small calculators and wrist watches used everyday.
More complicated systems provide electricity to pump water, power communications equipment, and even provide electricity to our homes.
Photovoltaic conversion is useful for seve ral reasons. Conversion from sunlight
to electricity is direct, so that bulky mechanical generator systems are
unnecessary. The modular characteristic of photovoltaic energy allows arrays to
be installed quickly and in any size required or allowed.
Also, the environmental impact of a photovoltaic system is minimal, requiring no water for system cooling and generating no by-products. Photovoltaic cells, like
batteries, generate direct current (DC) which is generally used for small loads
(electronic equipment). When DC from ph otovoltaic cells is used for commercial
applications or sold to electric utilities using the electric grid, it must be converted to alternating current (AC) us ing inverters, solid state devices that
convert DC power to AC. Historically, pv s have been used at remote sites to
provide electricity. However, a market for distributed genera tion from PVs may
be developing with the unbundling of tr ansmission and distribution costs due to
electric deregulation. The siting of nume rous small-scale generators in electric
distribution feeders could improve the economics and reliability of the
distribution system.

SOLAR THERMAL HEAT
The major applications of solar thermal energy at present are heating swimming
pools, heating water for domestic use, and space heating of buildings. For these purposes, the general practice is to use flat-plate solar-energy collectors with a
fixed orientation (position).
Where space heating is the main considerati on, the highest efficiency with a fixed
flat-plate collector is obtained if it faces approximately south and slopes at an
angle to the horizon equal to the latitude plus about 15 degrees.
Solar collectors fall into two general categories: nonconcentrating and
concentrating. In the nonconcentrating type, the collector area (i.e. the area that intercepts the
solar radiation) is the same as the abso rber area (i.e., the area absorbing the
radiation).
In concentrating collectors, the area inte rcepting the solar radiation is greater,
sometimes hundreds of times greater, than the absorber area. Where
temperatures below about 200o F are suffici ent, such as for space heating, flat-
plate collectors of the nonconcentrating type are generally used.
There are many flat-plate collector design s but generally all consist of (1) a flat-
plate absorber, which intercepts and abso rbs the solar energy, (2) a transparent
cover(s) that allows solar energy to pa ss through but reduces heat loss from the
absorber, (3) a heat-transport fluid (air or water) flowing through tubes to
remove heat from the absorber, and (4) a heat insulating backing.
Solar space heating systems can be classifi ed as passive or ac tive. In passive
heating systems, the air is circulated past a solar heat surface(s) and through the
building by convection (i.e. less dense warm air tends to rise while more dense
cooler air moves downward) without the use of mechanical equipment. In active

heating systems, fans and pumps are us ed to circulate the air or the heat
absorbing fluid.
SOLAR THERMAL POWER PLANTS
Solar thermal power plants use the sun's rays to heat a fluid, from which heat
transfer systems may be used to produce steam. The steam, in turn, is converted
into mechanical energy in a turbine and into electricity from a conventional generator coupled to the turbine. Solar thermal power generation is essentially
the same as conventional technologies ex cept that in conventional technologies
the energy source is from the stored energy in fossil fuels released by
combustion. Solar thermal technologies use concentrator systems due to the high temperatures needed for the working fluid. The three types of solar-thermal
power systems in use or under developmen t are: parabolic trough, solar dish, and
solar power tower.
PARABOLIC TROUGH
The parabolic trough is used in the largest solar power facility in the world located in the Mojave Desert at Kramer Junction, California. This facility has
operated since the 1980’s and accounted for the majority of solar electricity
produced by the electric power sector in 2004.

A parabolic trough collector has a linear parabolic-shaped reflector that focuses
the sun's radiation on a linear receiver l ocated at the focus of the parabola. The
collector tracks the sun along one axis from east to west during the day to ensure
that the sun is continuously focused on the receiver. Because of its parabolic
shape, a trough can focus the sun at 30 to 100 times its normal intensity (concentration ratio) on a receiver pipe located along the focal line of the trough,
achieving operating temperatures over 400 degrees Celcius.
A collector field consists of a large field of single-axis tracking parabolic trough
collectors. The solar field is modular in nature and is composed of many parallel

rows of solar collectors aligned on a nort h-south horizontal axis. A working (heat
transfer) fluid is heated as it circulates through the receivers and returns to a
series of heat exchangers at a central loca tion where the fluid is used to generate
high-pressure superheated steam. The st eam is then fed to a conventional steam
turbine/generator to produce electricity. After the working fluid passes through the heat exchangers, the cooled fluid is recirculated through the solar field. The plant is usually designed to operate at full rated power using solar energy alone,
given sufficient solar energy. However, all plants are hybrid solar/fossil plants
that have a fossil-fired capa bility that can be used to supplement the solar output
during periods of low solar energy. Th e Luz plant is a natural gas hybrid.
SOLAR DISH
A solar dish/engine system utilizes concentrating solar collectors that track the sun on two axes, concentrating the energy at the focal po int of the dish because it
is always pointed at the sun. The solar dish's concentration ratio is much higher
that the solar trough, typically over 2,000, with a working fluid temperature over 750
oC. The power-generating equipment used with a solar dish can be mounted
at the focal point of the dish, making it well suited for remote operations or, as
with the solar trough, the energy may be collected from a number of installations
and converted to electricity at a central point. The engine in a solar dish/engine
system converts heat to mechanical power by compressing the working fluid when it is cold, heating the compressed working fluid, and then expanding the
fluid through a turbine or with a piston to produce work. The engine is coupled
to an electric generator to convert the mechanical power to electric power.
SOLAR POWER TOWER
A solar power tower or central receiver generates electricity from sunlight by
focusing concentrated solar energy on a tower-mounted heat exchanger (receiver). This system uses hundreds to thousands of flat sun-tracking mirrors
called heliostats to reflect and concentrate the sun's energy onto a central receiver
tower. The energy can be concentrated as much as 1,500 times that of the energy
coming in from the sun. Energy losse s from thermal-energy transport are
minimized as solar energy is being direct ly transferred by reflection from the
heliostats to a single receiver, rather than being moved through a transfer medium to one central location, as with pa rabolic troughs. Power towers must be
large to be economical. This is a pr omising technology for large-scale grid-
connected power plants. Though power towers are in the early stages of
development compared with parabolic tr ough technology, a number of test
facilities have been constructed around the world.

The U.S. Department of Energy along with a number of electric utilities built and
operated a demonstration solar power towe r near Barstow, California, during the
1980's and 1990's. Learn more about th e history of solar power in the Solar
Timeline.

Wind Energy –
Energy from Moving
Air
ENERGY FROM WIND
Wind is simple air in motion. It is caus ed by the uneven heating of the earth’s
surface by the sun. Since the earth’s surface is made of very different types of land
and water, it absorbs the sun’s heat at different rates. During the day, the air above the land heats up more quickly than the air over
water. The warm air over the land expands and rises, and the heavier, cooler air
rushes in to take its place, creating winds. At night, the winds are reversed
because the air cools more rapidly over land than over water.
In the same way, the large atmospheric winds that circle the earth are created
because the land near the earth's equator is heated more by the sun than the land
near the North and South Poles.
Today, wind energy is mainly used to generate electricity. Wind is called a
renewable energy source because the wind will blow as long as the sun shines.
The History of Wind
Since ancient times, people have harn essed the winds energy. Over 5,000 years
ago, the ancient Egyptians used wind to sail ships on the Nile River. Later, people
built windmills to grind wheat and other grains. The earliest known windmills
were in Persia (Iran). These early wind mills looked like large paddle wheels.
Centuries later, the people of Holland im proved the basic design of the windmill.
They gave it propeller-type blades, still ma de with sails. Holland is famous for its
windmills.
American colonists used windmills to grin d wheat and corn, to pump water, and
to cut wood at sawmills. As late as the 1920s, Americans used small windmills to
generate electricity in rural areas with out electric service. When power lines
began to transport electricity to rural ar eas in the 1930s, local windmills were
used less and less, though they can still be seen on some Western ranches.
The oil shortages of the 1970s changed th e energy picture for the country and the
world. It created an interest in alternative energy sources, paving the way for the
re-entry of the windmill to generate elec tricity. In the early 1980s wind energy
really took off in California, partly be cause of state policies that encouraged
renewable energy sources. Support for wind development ha s since spread to

other states, but California still produces more than twice as much wind energy
as any other state.
The first offshore wind park in the United States is planned for an area off the
coast of Cape Cod, Massachusetts (rea d an article about the Cape Cod Wind
Project).
HOW WIND MACHINES WORK
Like old fashioned windmills, today’s wind machines use blades to collect the
wind’s kinetic energy. Windmills work because they slow down the speed of the
wind. The wind flows over the airfoil shaped blades causing lift, like the effect on
airplane wings, causing them to turn. The blades are connected to a drive shaft that turns an electric generator to produce electricity.
With the new wind machines, there is sti ll the problem of what to do when the
wind isn’t blowing. At those times, other types of power plants must be used to
make electricity.
TYPES OF WIND MACHINES There are two types of wind machines used today: horizontal–axis wind
machines and vertical-axis wind machin es. Most windmills are the horizontal-
axis type. One wind machine can produce 1.5 to 4.0 million kilowatthours (kWh) of electricity a year. That is enough electricity for to power 150-400 homes.
Horizontal-axis
Horizontal-axis wind machines have blad es like airplane propellers. A typical
horizontal wind machine stands as tall as a 20-story building and has three
blades that span 200 feet across. The la rgest wind machines in the world have
blades longer than a football field! Wind machines stand tall and wide to capture
more wind.

Vertical-axis
Vertical–axis wind machines have blades that go from top to bottom and look like
giant egg beaters. The typical vertical wind machine stands 100 feet tall and 50 feet wide. Vertical-axis wind machines ma ke up just five percent of the wind
machines used today.
The Wind Amplified Rotor Platform (WARP) is a different kind of wind system
that is designed to be more efficient an d use less land than wi nd machines in use
today. The WARP does not use large blades; instead, it looks like a stack of wheel
rims. Each module has a pair of small, hi gh capacity turbines mounted to both of
its concave wind amplifier module channel surfaces. The concave surfaces
channel wind toward the turbines, amplif ying wind speeds by 50 percent or
more. Eneco, the company that designed WARP, plans to market the technology
to power offshore oil platforms and wireless telecommunications systems.
WIND POWER PLANTS
Wind power plants, or wind farms as they are sometimes called, are clusters of
wind machines used to produce electricit y. A wind farm usually has dozens of
wind machines scattered over a large area. The Big Spring Wind Power Project in
Texas has 46 wind turbines that genera te enough electricity to power 7,300
homes.

Unlike power plants, many wind plan ts are not owned by public utility
companies. Instead they are owned and operated by business people who sell the
electricity produced on the wind farm to electric utilities. These private
companies are known as Independent Power Producers.
Operating a wind power plant is not as si mple as just building a windmill in a
windy place. Wind plant owners must carefully plan where to locate their
machines. One important thing to conside r is how fast and how much the wind
blows.
As a rule, wind speed increases with altitude and over open areas with no
windbreaks. Good sites for wind plants are the tops of smooth, rounded hills, open plains or shorelines, and mountain gaps that produce wind funneling.
Wind speed varies throughout the country. It also varies from season to season.
In Tehachapi, California, the wind blows more from April through October than it
does in the winter. This is because of the extreme heating of the Mojave Desert
during the summer months. The hot air ov er the desert rises, and the cooler,
denser air above the Pacific Ocean rush es through the Tehachapi mountain pass
to take its place. In a state like Montan a, on the other hand, the wind blows more
during the winter. Fortunately, these seasonal variations are a good match for the electricity demands of the regions. In California, people use more electricity
during the summer for air conditioners. In Montana, people use more electricity during the winter months for heating.
WIND PRODUCTION
All together, wind machines in the United States generate 17 billion kWh per year
of electricity, enough to serve 1.6 million households. This is enough electricity to
power a city the size of Chicago, but it is only a small fraction of the nation's total
electricity production, about 0.4 percent. The amount of electricity generated
from wind has been growing fast in recent years, tripling since 1998. New technologies have decreased the cost of producing electricity from wind, and
growth in wind power has been encourage d by tax breaks for renewable energy
and green pricing programs. Many utilities around the country offer green pricing options that allow customers the choice to pay more for electricity that comes
from renewable sources.
Wind machines generate electricity in 30 different states. The states with the
most wind production are California, Texas, Minnesota, Iowa, and Wyoming.
The United States ranks third in the world in wind power capacity, behind
Germany and Spain. Most of the wind power plants in the world are located in
Europe and in the United States wher e government programs have helped
support wind power development.
WIND AND THE ENVIRONMENT

In the 1970s, oil shortages pushed the de velopment of alternative energy sources.
In the 1990s, the push came from a renewed concern for the environment in
response to scientific studies indicating potential changes to the global climate if
the use of fossil fuels continues to in crease. Wind energy offers a viable,
economical alternative to conventional power plants in many areas of the
country. Wind is a clean fuel; wind fa rms produce no air or water pollution
because no fuel is burned.
The most serious environmental drawbacks to wind machines may be their
negative effect on wild bird populations and the visual impact on the landscape.
To some, the glistening blades of windmi lls on the horizon are an eyesore; to
others, they’re a beautiful alternat ive to conventional power plants.

BIOMASS – Renewable
Energy from Plants and
Animals
BIOMASS – ENERGY FROM PLANT AND ANIMAL MATTER
Biomass is organic material made from plants and animals. Biomass contains
stored energy from the sun. Plants absorb the sun's energy in a process called
photosynthesis. The chemical energy in plants gets passed on to animals and
people that eat them. Biomass is a renewable energy source because we can always grow more trees and crops, and wa ste will always exist. Some examples of
biomass fuels are wood, crops, manure, and some garbage.
When burned, the chemical energy in biom ass is released as heat. If you have a
fireplace, the wood you burn in it is a biomass fuel. Wood waste or garbage can be
burned to produce steam for making electricity, or to provide heat to industries
and homes. Burning biomass is not the only way to
release its energy. Biomass can be
converted to other usable forms of energy like methane gas or transportation fuels like ethanol and
biodiesel. Methane gas is the main
ingredient of natural gas. Smelly stuff, like rotting garbage, and agricultural and human waste, release methane gas –
also called "landfill gas" or "biogas."
Crops like corn and sugar cane can be fermented to produce the transportation fuel, ethanol. Biodiesel, another
transportation fuel, can be produced
from left-over food products like vegetable oils and animal fats.
Biomass fuels provide about 3 percent
of the energy used in the United States. People in the USA are trying to develop
ways to burn more biomass and less fossil fuels. Using biomass for energy can cut
back on waste and support agricultural products grown in the United States.
Biomass fuels also have a number of environmental benefits.

WOOD AND WOOD WASTE
The most common form of biomass is wood . For thousands of years people have
burned wood for heating and cooking. Wood was the main source of energy in the
U.S. and the rest of the world until th e mid-1800s. Biomass continues to be a
major source of energy in much of the developing world. In the United States
wood and waste (bark, sawdust, wood chips, and
wood scrap) provide only about 2 percent of the
energy we use today.
About 81 percent of the wood and wood waste
fuel used in the United St ates is consumed by the
industry and commercial businesses. The rest, mainly wood, is used in homes for heating and cooking.
Many manufacturing plants in the wood and paper products industry use wood
waste to produce their own steam and el ectricity. This saves these companies
money because they don't have to dispose of their waste products and they don't
have to buy as much electricity. The phot ograph to the right is of biomass fuel,
probably wood chips, being stored and dried for later use in a boiler.
MUNICIPAL SOLID WASTE, LANDFILL GAS, AND BIOGAS
Another source of biomass is our garb age, also called municipal solid waste
(MSW). Trash that comes from plant or animal products is biomass. Food scraps,
lawn clippings, and leaves are all exampl es of biomass trash. Materials that are
made out of glass, plastic, and metals are not biomass because they are made out
of non-renewable materials. MSW can be a source of energy by either burning MSW in waste-to-energy plants, or by capturing biogas. In waste-to-energy
plants, trash is burned to produce steam that can be used either to heat buildings or to generate electricity.
In landfills, biomass rots and releases me thane gas, also called biogas or landfill
gas. Some landfills have a system that co llects the methane gas so that it can be
used as a fuel source. Some dairy farmers collect biogas from tanks called
"digesters" where they put all of the mu ck and manure from their barns. Read
about a field trip to a real waste-to-energy plant or learn about the history of
MSW.
BIOFUELS – ETHANOL AND BIODIESEL

"Biofuels" are transportation fuels like et hanol and biodiesel that are made from
biomass materials. These fuels are usua lly blended with the petroleum fuels –
gasoline and diesel fuel, but they can also be used on their own. Using ethanol or
biodiesel means we don't burn quite as much fossil fuel. Ethanol and biodiesel
are usually more expensive th an the fossil fuels that they replace but they are also
cleaner burning fuels, producing fewer air pollutants.
Ethanol is an alcohol fuel made from th e sugars found in grains, such as corn,
sorghum, and wheat, as well as potato sk ins, rice, sugar cane, sugar beets, and
yard clippings. Scientists are working on cheaper ways to make ethanol by using
all parts of plants and trees. Farmers are experimenting with "woody crops",
mostly small poplar trees and switchgrass, to see if they can grow them cheaply
and abundantly. Most of the ethanol used in the United States today is distilled
from corn. About 99 percent of the ethanol produced in the United States is used
to make "E10" or "gasohol" a mixture of 10 percent ethanol and 90 percent
gasoline. Any gasoline powered engine can use E10 but only specially made
vehicles can run on E85, a fuel that is 85 percent ethanol and 15 percent gasoline.
Biodiesel is a fuel made with vegetable oi ls, fats, or greases – such as recycled
restaurant grease. Biodiesel fuels can be used in diesel engines without changing
them. It is the fastest growing alternative fuel in the United States. Biodiesel, a renewable fuel, is safe, biodegradable, and reduces the emissions of most air
pollutants.
BIOMASS AND THE ENVIRONMENT
Biomass can pollute the air when it is bu rned, though not as much as fossil fuels.
Burning biomass fuels does not produce poll utants like sulfur, that can cause acid
rain. When burned, biomass does release carbon dioxide, a greenhouse gas. But
when biomass crops are grown, a nearly equivalent amount of carbon dioxide is
captured through photosynthesis. Each of the different forms and uses of
biomass impact the environment in a different way:
Burning wood – Because the smoke from burnin g wood contains pollutants like
carbon monoxide and particulate matter, some areas of the country won't allow
the use of wood burning fireplaces or st oves on high pollution days. A special
clean-burning technology can be added to wood burning fireplaces and stoves so
that they can be used even on days with the worst pollution.
Burning Municipal Solid Waste (MSW) or Wood Waste – Burning
municipal solid waste (MSW or garbage) and wood waste to produce energy,
means that less of it has to get buried in landfills. Plants that burn waste to make
electricity must use technology to prevent harmful gases and particles from
coming out of their smoke stacks. The partic les that are filtered out are added to
the ash that is removed from the botto m of the furnace. Because the ash may
contain harmful chemicals and metals, it must be disposed of carefully.

Sometimes the ash can be used for
road work or building purposes. Learn more about MSW or waste-to-
energy plants.
Collecting landfill gas or biogas
– Collecting and using landfill and
biogas reduces the amount of methane that is released into the air. Methane is one of the greenhouse
gases associated with global climate
change. Many landfills find it cheaper to just burn-off the gas that they collect
because the gas needs to be processed be fore it can be put into natural gas
pipelines. Learn more about landfills.
Ethanol – Since the early 1990s ethanol has been blended into gasoline to reduce
harmful carbon monoxide emissions. Blendi ng ethanol into gasoline also reduces
toxic pollutants found in gasoline but ca uses more "evaporati ve emissions" to
escape. In order to reduce evaporative emissions, the gasoline requires extra
processing before it can be blended with ethanol. When burned, ethanol does
release carbon dioxide, a gree house gas. But growing plants for ethanol may
reduce greenhouse gases, since plants use carbon dioxide and produce oxygen as
they grow. Learn more on our Ethanol Page.
Biodiesel – Biodiesel is much less polluting th an petroleum diesel. It results in
much lower emissions of almost every pollutant: carbon dioxide, sulfur oxide,
particulates, carbon monoxide, air toxics and unburned hydrocarbons. Biodiesel
does have nitrogen oxide emissions that are about 10 percent higher though.
Blending biodiesel into petroleum diesel can help reduce emissions. Biodiesel
contains almost no sulfur and can help reduce sulfur in diesel fuel used
throughout the country. Learn more on our Biodiesel Page.

DIESEL – A PETROLEUM PRODUCT
DIESEL FUEL REFINED FROM OIL

Diesel is a petroleum fuel that contains energy. At refineries, crude oil is separated into different fuels including gasoline, jet fuel/kerose ne, lubricating oil,
heating oil, and diesel. Heating oil and diesel fuel are closely related products.
The main difference between the two fuels is that diesel fuel contains less sulfur
than heating oil. Approximately 7 gallons of diesel are produced from each 42-
gallon barrel of crude oil. Diesel can only be used in a diesel engine, a type of
internal combustion engine used in many cars, boats, trucks, trains, buses, and
farm and construction vehicles.
HISTORY OF DIESEL
Rudolf Diesel originally designed the dies el engine to use coal dust as fuel, then
experimented with vegetable oil (biodies el) before the petroleum industry came
out with the product now known as diesel fuel. The first diesel-engine automobile
trip was completed on January 6, 1930. The trip was from Indianapolis
to New York City, a distance of nearly 800 miles. This feat helped prove the usefulness of the diesel engine design. It has been used in millions
of vehicles since that time.
USES OF DIESEL
Diesel fuel is important to America’s economy, quality of life and
national security. As a transportation fuel, it offers a wide range of performance,
efficiency and safety features. Diesel fuel contains between 18 and 30 percent
more energy per gallon than gasoline. Di esel technology also offers a greater
power density than other fuels, so it packs more power per volume.
Diesel fuel is used for many tasks. In agriculture, diesel fuels more than two-
thirds of all farm equipment in the U. S., because diesel engines can perform
demanding work. In addition, it is the mo st widely used fuel for public buses and
school buses throughout the U.S.
America's construction industry depends on diesel's power. Diesel engines are
able to do demanding construction work , like lifting steel beams, digging
foundations and trenches, drilling wells, paving roads and moving soil – safely
and efficiently. Diesel also powers the movement of America's freight in trucks,
trains, boats and barges; 94 percent of our goods are shipped using diesel-
powered vehicles. No other fuel can match diesel in its ability to move freight
economically.

DIESEL AND THE ENVIRONMENTAL
When diesel fuel is used, carbon dioxid e is a byproduct. Carbon dioxide is a
greenhouse gas that is linked to global climate change. Diesel-powered cars
achieve 20-40 percent better fuel economy th an gasoline powered cars, especially
in sport utility vehicles (SUVs) and ligh t trucks, which now make up more than
half of all new vehicle sales in the United States. Safety is another advantage of
diesel fuel; it is less flammable than gasoline and other alternatives.
The major disadvantage of diesel fuel is its harmful emissions. Significant
progress has been made in reducing emi ssions from diesel engines. With new
clean diesel technologies, today's trucks and buses are eight times cleaner than
those built just a dozen years ago. In th e future, diesel engines must become even
cleaner in order to meet tightening environmental standards.
New diesel fuels—some of wh ich have lower sulfur conte nt—can also help diesel
vehicles achieve lower emissions. Ultra lo w sulfur diesel (ULSD) fuel is highly
refined for clean, complete combustion and low emissions. ULSD is necessary for
new engine technologies to work prop erly, and will eventually replace regular
diesel fuel. Using low sulfur diesel fuel and adding exhaust control systems can
reduce particulate emissions by up to 90 percent and nitrogen compounds (NOx)by 25-50 percent.
Even with these advances, diesel still con tributes significantly to air pollution in
the United States. It will take a long time for the new cleaner burning diesel
vehicles to replace older ones.

Famous People in Energy
Isaac Newton (1642)
Isaac Newton was born in 1642 in England. His father had died two months
before his birth. When Isaac was three his mother remarried, and Isaac remained
with his grandmother. He was not interested in the family farm.
Isaac was born just a short time after th e death of Galileo, one of the greatest
scientists of all time. Galileo had proved that the planets revolve around the sun,
not the earth as people thought at the ti me. Isaac Newton was very interested in
the discoveries of Galileo and others. Is aac thought the universe worked like a
machine and that a few simple laws governed it. Like Galileo, he realized that
mathematics was the way to explain and prove those laws. Isaac Newton was one
of the world’s great scientists because he took his ideas, and the ideas of earlier
scientists, and combined them into a unifie d picture of how the universe works.
Isaac explained the workings of the universe through mathematics. He
formulated laws of motion and gravitatio n. These laws are math formulas that
explain how objects move when a force ac ts on them. Isaac published his most
famous book, Principia, in 1687 while he was a mathematics professor at Trinity
College, Cambridge. In the Principia, Isaac explained three basic laws that govern
the way objects move. He then described his idea, or theory, about gravity. Gravity is the force that causes things to fall down. If a pencil falls off a desk, it
will land on the floor, not the ceiling. In hi s book Isaac also used his laws to show
that the planets revolve around the suns in orbits that are oval, not round.
Isaac Newton used three laws to explain the way objects move. They are often call
Newton’s Laws. The First Law states that an object that is not being pushed or
pulled by some force will stay still, or wi ll keep moving in a straight line at a
steady speed. It is easy to understand that a bike will not move unless something
pushes or pulls it. It is harder to unders tand that an object will continue to move
without help. Think of the bike again. If someone is riding a bike and jumps off
before the bike is stopped what happens? Th e bike continues on until it falls over.
The tendency of an object to remain still, or keep moving in a straight line at a
steady speed is called inertia.
The Second Law {force = mass x acceleration ; f = ma} explains how a force acts
on an object. An object accelerates in the direction the force is moving it. If
someone gets on a bike and pushes the pedals forward the bike will begin to move. If someone gives the bike a push fr om behind, the bike will speed up. If the
rider pushes back on the pedals the bike will slow down. If the rider turns the
handlebars, the bike will change direction.
The Third Law states that if an object is pushed or pulled, it will push or pull
equally in the opposite direction. If some one lifts a heavy box, they use force to
push it up. The box is heavy because it is producing an equal force downward on

the lifter’s arms. The weight is transferre d through the lifter’s legs to the floor.
The floor presses upward with an equal fo rce. If the floor pushed back with less
force, the person lifting the box would fall through the floor. If it pushed back
with more force the lifter would fly into the air.
When most people think of Isaac Newton , they think of him sitting under an
apple tree observing an apple fall to th e ground. When he saw the apple fall,
Newton began to think about a specific kind of motion—gravity. Newton
understood that gravity was the force of attraction between two objects. He also
understood that an object with more matter –mass- exerted the greater force, or
pulled smaller object toward it. That meant that the large mass of the earth pulled
objects toward it. That is why the apple fell down instead of up, and why people
don’t float in the air.
Isaac thought about gravity and the apple. He thought that maybe gravity was not
just limited to the earth and the objects on it. What if gravity extended to the
moon and beyond? Isaac calculated the force needed to keep the moon moving around the earth. Then he compared it with the force the made the apple fall
downward. After allowing for the fact that the moon is much farther from the
earth, and has a much greater mass, he discovered that the forces were the same. The moon is held in an orbit around ea rth by the pull of earth’s gravity.
Isaac Newton’s calculations changed the way people understood the universe. No one had been able to explain why the plan ets stayed in their orbits. What held
them up? Less that 50 years before Isaac Newton was born it was thought that
the planets were held in place by an invi sible shield. Isaac proved that they were
held in place by the sun’s gravity. He al so showed that the force of gravity was
affected by distance and by mass. He wa s not the first to understand that the
orbit of a planet was not circular, but mo re elongated, like an oval. What he
did was to explain how it worked.

Anders Celsius (1701)
Anders Celsius was born in 1701 in Sweden. He succeeded his father as
professor of astronomy at the University of Uppsala in 1730. It was there that
he built Sweden's first observatory in 1741. One of the major questions of that
time was the shape of the Earth. Isaac Newton had proposed that the Earth
was not completely spherical, but rather flattened at the poles. Cartographic
measuring in France suggested that it was the other way around – the Earth was
elongated at the poles. In 1735, one expedition sailed to Ecuador in South
America, and another expedition traveled to Northern Sweden. Celsius was the only professional astronomer on that ex pedition. Their measurements seemed to
indicate that the Earth actually was flattened at the poles.

Celsius was not only an
astronomer, but also a physicist. He and an
assistant discovered that the
aurora borealis had an influence on compass needles. However, the thing
that made him famous is his
temperature scale, which he
based on the boiling and melting points of water. Celsius' fixed scale for measuring temperature
defines zero degrees as the temperature at which water
freezes, and 100 degrees as the temperature at which water boils. This scale, an
inverted form of Celsius' original design , was adopted as the standard and is used
in almost all scientific work.
Anders Celsius died in 1744, at the age of 42. He had started many other research
projects, but finished few of them. Among his papers was a draft of a science
fiction novel, situated partly on the star Sirius.

John Dalton (1766)
John Dalton was born in England in 1766, ten years before the U.S. Declaration
of Independence was signed. His family lived in a small thatched cottage. As a
small child, John worked in the fields with his older brother, and helped his
father in the shop where they wove cloth. Although they had enough to eat, they
were poor. Most poor boys at that time received no education, but John was lucky
to attend a nearby school. In 1766, only about one out of every 200 people could
read.
John was a good student and loved lear ning. His teachers encouraged him to
study many things. When he was twelve, he opened his first school in a nearby
town, but there was very little money. He had to close his school and work in his
uncle's fields.
Three years later, he joined his older brother and a friend to run a school in
Kendall, England. They taught English, Latin, Greek, French, and 21 math and science subjects. John studied the weat her and the nature around him. He
collected butterflies, snails, mites, and ma ggots. He measured his intake of food
and compared it to his production of wast e. He discovered he was color-blind and
studied that, too.
In 1793, John moved to Manchester as a tutor at New College, and began
observing the behavior of gases. He began to think about different elements and how they are made. He had a theory that each element is made up of identical atoms and that all elements are different because they are each made of different

atoms. He thought that each element had a different weight,
because it was made of different atoms.
In 1808, Dalton published a book, A New System of Chemical
Philosophy, which listed the atomic weights of many known elements. His
weights were not all accurate, but they fo rmed the basis for the modern periodic
table. Not everyone accepted Dalton's th eory of atomic structure at the time,
however. He had to defend his theory with more research.
When John Dalton died in 1844, he was buried with honors in England. More
than 400,000 people viewed his body as it lay in state. As his final experiment, he
asked that an autopsy be performed to fi nd out the cause of his color-blindness.
He proved that it was not caused by a problem with his eyes, but with his
perception-the way his brain worked. Even in death, he helped expand scientific
knowledge.
Today, scientists everywhere accept Dalton 's theory of atomic structure. A simple
country boy showed the world a new way of thinking about the universe and how
it is made.

Georg Simon Ohm (1787)
Georg Simon Ohm was born in 1787 in Germany. His
father, Johann Wolfgang Ohm, was a locksmith and his
mother, Maria Elizabeth Beck, was the daughter of a tailor. Although his parents had not been formally educated, Ohm's father was a remarkable man who had
educated himself and was ab le to give his sons an
excellent education through his own teachings.
In 1805, Ohm entered the University of Erlangen and
received a doctorate. He wrote elemen tary geometry books while teaching
mathematics at several schools. Ohm be gan experimental work in a school
physics laboratory after he had learned of the discovery of electromagnetism in
1820.
In two important papers in 1826, Ohm gave a mathematical description of
conduction in circuits modeled on Fourier's study of heat conduction. These
papers continue Ohm's deduction of results from experimental evidence and,
particularly in the second, he was able to propose laws which went a long way to
explaining results of others working on galvanic electricity.
The basic components of an electrochemical cell are:
1) Electrodes (X and Y) that are made of electrically conductive materials: metals,
carbon, composites …

2) Reference electrodes (A, B, C) that are in electrolytic contact with
an electrolyte 3) The cell itself or container that is made of an inert material: glass,
Plexiglass, … and
4) An electrolyte that is the solution containing ions.
Using the results of his experiment s, Georg Simon Ohm was able to
define the fundamental relationship between voltage, current, and resistance.
What is now known as Ohm's law appear ed in his most famous work, a book
published in 1827 that gave his complete theory of electricity.
The equation I = V/R is known as "Ohm’s Law". It states that the amount of
steady current through a material is dire ctly proportional to the voltage across
the material divided by the electrical re sistance of the material. The ohm (R), a
unit of electrical resistance, is equal to that of a conductor in which a current (I)
of one ampere is produced by a potentia l of one volt (V) across its terminals.
These fundamental relationships represent th e true beginning of electrical circuit
analysis.
Michael Faraday (1791)
Born in 1791 to a poor family in England, Michael Faraday was extremely curious,
questioning everything. He felt an urgent need to know more. At age 13, he became an errand boy for a bookbinding shop in London. He read every book
that he bound, and decided that one day he would write a book of his own. He
became interested in the concept of energy , specifically force. Because of his early
reading and experiments with the idea of force, he was able to make important
discoveries in electricity later in life. He eventually became a famous chemist and
physicist.
Faraday built two devices to produce what he called electromagnetic rotation:
that is a continuous circular motion from the circular magnetic force around a
wire. Ten years later, in 1831, he began his great series of experiments in which
he discovered electromagnetic induction. These experiments form the basis of
modern electromagnetic technology.
In 1831, using his "induction ring", Farada y made one of his greatest discoveries –
electromagnetic induction: the "induction" or generation of electricity in a wire
by means of the electromagnetic effect of a current in another wire. The induction
ring was the first electric transformer. In a second series of experiments in
September he discovered magneto-electric induction: the production of a steady
electric current. To do this, Faraday attached two wires through a sliding contact to a copper disc. By rotating the disc between the poles of a horseshoe magnet he
obtained a continuous direct current. Th is was the first generator. From his
experiments came devices that led to th e modern electric motor, generator and
transformer.

Faraday continued his electrical experiments. In 1832 he
proved that the electricity induced from a magnet, voltaic
electricity produced by a battery, and static electricity were all the same. He also
did significant work in electrochemistry, stating the First and Second Laws of Electrolysis. This laid the basis for electrochemistry, another great modern
industry.
Michael Faraday, one of the world's greate st experimental physicist, is known as
the father of the electric motor, electric generator, electric transformer, and
electrolysis. He wrote the "Law of Indu ction" and is known for the "Faraday
Effect". Two units in physics were named in his honor, the farad (for capacitance)
and the faraday (as a unit of charge).

James Prescott Joule (1818)
Joule was born in 1818 in England. A phys icist, he shared in discovering the law
of the conservation of energy. The law st ates that energy used in one form
reappears in another and is never lost. In 1840, he stated a law, now
called Joule's Law, that heat is produced in an electrical conductor.
The international unit of energy, the joule, is named in his honor.

Edwin Laurentine Drake (1819)
Edwin Laurentine Drake was born in 18 19 in Greenville, New York. Drake is
considered the petroleum entrepreneur of the oil industry. A former railroad
conductor, his success was base d on his belief that dri lling was the best way to
obtain petroleum from the earth. He or ganized Seneca Oil Co., leased land, and
on August 27, 1859, struck oil at a depth of 69 feet near Titusville, Pennsylvania.
Most historians trace the start of the oil industry on a large scale to this first
venture. Drake used an old steam engine to power the drill. After his well began
to produce oil, other prospectors drilled wells nearby. Oil created riches for many
people and for many countries, but no t for Drake. His poor business sense
eventually impoverished him. In 1876, he was granted an annuity by the State of
Pennsylvania, where he remained until hi s death in Bethlehem, Pennsylvania.
An industry which brought great riches to so many, finally honored him by bringing his body back to Titusville and interring it in a fine tomb replete with

symbolic bronze sculpture. The oil industry honors its
birthplace with a museum and memorial park at the site where Drake struck oil in his pioneer well.

James Clerk Maxwell (1831)
James Clerk Maxwell was born in Scotland in 1831. He is generally considered
the greatest theoretical physicist of the 1800s, if not the century's most important
scientist. He combined a rigorous mathemat ical ability with great insight into the
nature of science. This ability enabled him to make brilliant advances in the two most important areas of physics at that time (electromagnetism and a kinetic
theory of gases), in astronomy, and in biology as well.
Maxwell was a physicist who is best known for his work on the connection
between light, electricity, magnetism, and electromagnetic waves (traveling
waves of energy). "Maxwell's Equations" are the group of four equations that
show his greatness. This simple grou p of equations, together with the
definitions of the quantities used in them and auxiliary relations
defining material properties , fully describe classical
electromagnetism. He discovered that light consists of electromagnetic waves. He not only explained how electricity and magnetism are really electromagnetism, but also paved the way for the discovery and application of the whole spectrum of
electromagnetic radiation that has characterized modern physics.
Physicists now know that this spectrum also includes ra dio, infrared, ultraviolet,
and X-ray waves, to name a few.
Maxwell's second greatest contribution was his kinetic theory, especially the part
dealing with the distribution of molecu lar speeds. In developing the kinetic
theory of gases, Maxwell gave the final proof that the nature of heat resides in the
motion of molecules. The kinetic theory of gases explains the relationship
between the movement of molecules in a gas and the gas's temperature and other
properties.
Maxwell also made important contributi ons in several other theoretical and
experimental fields. Early in his career he figured out and then demonstrated the
principles governing color, color vision, and how eyes work. He used a green, red
and blue striped bow in making the world' s first color photograph of an object.
He hypothesized that the rings of the pl anet Saturn were made up of many small
particles, and was proven right when sa tellites visited Saturn in the 1970's and
later.

Nicolaus Otto (1832)

Born in 1832 in Germany, Nicolaus Augu st Otto invented the first practical
alternative to the steam engine – the fi rst successful four-stroke cycle engine.
Otto built his first four-stroke engine in 1861. Then, in partnership with German
industrialist Eugen Langen, they improved the design and won a gold medal at
the World Exposition in Paris of 1867.
In 1876, Otto, then a traveling salesman, chanced upon a newspaper account of
the Lenoir internal combustion engine. Before year's end, Otto had built an internal combustion engine, utilizing a four-stroke piston cycle. Now called the 'Otto cycle' in his honor, the design called for four strokes of a piston to draw in
and compress a gas-air mixture within a cylinder resulting in an internal explosion. He received patent #365,701 for his gas-motor engine. Because of its
reliability, efficiency, and relative quietn ess, more than 30,000 Otto cycle engines
were built in the next 10 years. He al so developed low-voltage magneto ignition
systems for his engines, allowing a much greater ease in starting.

Thomas Edison (1847)
Thomas Edison was born in 1847 in Milan, Ohio. Young Tom didn't do very well
in school, so his mother decided to teac h him at home. She gave him lots of
books to read. Tom was a curious boy. He always wanted to know how things
worked. He liked to see if he could make them work better. His mother let him
set up a laboratory in the house where he could experiment with things.
As a young man, Tom set up a lab of his own, where he could try out his ideas.
He invented lots of things in his labora tory. Guess what his favorite invention
was? It was the phonograph. Before the phonograph, if you wanted to hear
music, you had to play it your self or go to a concert.

Edison's most famous
invention was the light bulb. At the
time, people used gas or oil lamps to light their homes.
Edison knew it would be cheaper and easier to use electricity. The trouble was, nobody knew how to do it. Edison worked on his idea a long time . He tried lots of things that didn't work. But he didn't give up.
He kept trying until one day it worked! Today, you can flip a switch and have
light any time you want it.
Edison also built the first power plant. Edison's Pearl Street Power Station
opened in 1882 in New York City. It se nt electricity to 85 customers and made
enough power to light 5,000 lamps.
Edison also invented the movie camera. When you go to the movies or watch TV,
you can thank him for his ideas and hard work. Many of the electric machines
you see at home or at school came from his ideas.
Inventing things was what Edison like d best. He thought about how things
worked. Then he thought about how he could do it better. That is called
inspiration. The hard part came next. Edison had to make his ideas work. He tried all kinds of things until he found exactly what would work. He called that
perspiration. He said that invention was "one percent inspiration and ninety-nine
percent perspiration."
Lewis Latimer (1848)
Lewis Howard Latimer was born in 1848 in Chelsea, Massachusetts. As a young
man, Latimer learned mechanical drawing while working for a Boston patent office. In 1880, he was hired by Hiram Maxim of the U.S. Electric Lighting
Company to help develop a commercially vi able electric lamp. In 1882, Latimer
invented a device for efficiently manufa cturing the carbon filaments used in
electric lamps and shared a patent for the "Maxim electric lamp". He also
patented a threaded wooden socket for li ght bulbs and supervised the installation
of electric streetlights in New York City, Philadelphia, Montreal, and London.
In 1884, Latimer became an engineer at the Edison Electric Light Company
where he had the distinction of being the only African American member of
"Edison's Pioneers" – Thomas Edison's team of inventors. While working for
Edison, Latimer wrote Incandescent Electric Lighting, the first engineering handbook on lighting systems. Although today's incandescent light bulbs use filaments made of tungsten rather than carbon, Latimer's work helped to make
possible the widespread use of electric lights.

Granville Woods (1856)
Born in Columbus, Ohio in 1856, Granville Woods literally learned his skills on
the job. Attending school in Columbus un til age 10, he served an apprenticeship
in a machine shop and learned the trades of machinist and blacksmith. During
his youth he also went to night school and took private lessons. Although he had
to leave formal school at age ten, Gran ville Woods realized that learning and
education were essential to developing cr itical skills that would allow him to
express his creativity with machinery.
In 1872, he obtained a job as a fireman on the Danville and Southern railroad in
Missouri, eventually becoming an engin eer. He invested his spare time in
studying electronics. In 1874, Woods move d to Springfield, Illinois, and worked
in a rolling mill. In 1878, he took a job aboard the Ironsides, a British steamer, and, within two years, became Chief Engin eer of the steamer. Finally, his travels
and experiences led him to settle in Ci ncinnati, Ohio, where he became the
person most responsible for modernizing the railroad.
In 1888, Woods developed a system for overhead electric conducting lines for
railroads, which aided in the development of the overhead railroad system found
in cities such as Chicago, St. Louis, an d New York City. In hi s early thirties, he
became interested in thermal power and st eam-driven engines. And, in 1889, he
filed his first patent for an improved steam-boiler furnace. In 1892, a complete Electric Railway System was operated at Coney Island, NY. In 1887, he patented
the Synchronous Multiplex Railway Tele graph, which allowed communications
between train stations from moving trains . Woods' invention made it possible for
trains to communicate with the station and with other trains so they knew exactly
where they were at all times. This in vention made train movements quicker and
prevented countless accidents and collisions.

Nikola Tesla (1856)
Nikola Tesla was born in 1856 in Austri a-Hungary and emigrated to the U.S. in
1884 as a physicist. He pioneered the generation, transmission, and use of alternating current (AC) electricity, whic h can be transmitted over much greater
distances than direct current.
Tesla patented a device to induce electrical current in a piece of iron (a rotor)
spinning between two electrified coils of wi re. This rotating magnetic field device
generates AC current when it is made to rotate by using some form mechanical
energy, like steam or hydropower. When the generated current reaches its user
and is fed into another rotating magnetic field device, this second device becomes

an AC induction motor that produces
mechanical energy. Induction motors run household appliances like clothes
washers and dryers. Development of
these devices led to widespread industrial and manufacturing uses for electricity.
The induction motor was only part of
Tesla's overall conception. In a series of history-making patents, he demonstrated a polyphase alternating-current system,
consisting of a generator, transformers,
transmission layout, and motor and lights. From the power source to the power user, it provided the basic
elements for electrical production and utilization. Our AC power system remains
essentially unchanged today. In 1888, George Westinghouse, head of the Westinghouse Electric Company,
bought the patent rights to Tesla's syst em of dynamos, transformers and motors.
Westinghouse used Tesla's alternating current system to light the World's
Columbian Exposition of 1893 in Chicago. Then in 1896, Tesla's system was used
at Niagara Falls in the world's first la rge hydroelectric plant. The Tesla coil,
invented in 1891, is still used in radio an d television sets, car starters, and a wide
variety of electronic equipment.
Tesla's work with radio-frequency waves la id the foundation for today's radio. He
experimented with wireless transmission of electrical power, and received 112
patents for devices ranging from speedomet ers to extremely efficient electrical
generators to a bladeless turbine still in use today. He suggested that it was
possible to use radio waves to detect sh ips (later developed as RADAR), and his
work with special gas-fille d lamps set the stage for the creation of fluorescent
lighting. Tesla was Thomas Edison's rival at the en d of the 19th century – in fact, he was
more famous than Edison throughout the 1890's. His invention of polyphase AC
electric power earned him worldwide fame b ut not fortune. At his zenith his circle
of friends included poets and scientists, industrialists and financiers. Yet Tesla died alone and almost penniless in a New York hotel room in 1943. During his
life, Tesla created a legacy of genuine invention that still fascinates today. After his death, the world honored him by naming the unit of magnetic flux density the
"tesla."

Rudolf Diesel (1858)
Rudolf Diesel was born in 1858 in France and began his career as a refrigerator
engineer. For ten years he worked on various heat engines, including a solar-
powered air engine. Diesel's ideas for an engine where the combustion would be
carried out within the cylinder were publ ished in 1893, one year after he applied
for his first patent. Rudolf Diesel re ceived patent #608845 for the diesel
engine.The diesel engines of today are refined and improved versions of Rudolf Diesel's original concept. They are often used in submarines, ships, locomotives,
and large trucks and in electric generating plants.
Though best known for his invention of the pressure-ignited heat engine that
bears his name, Diesel was also a well-re spected thermal engineer and a social
theorist. Diesel's inventions have three points in common: They relate to heat
transference by natural physical processes or laws; they involve markedly creative

mechanical design; and they were initially motivated by the inventor's concept of
sociological needs. Diesel originally conceived the diesel engine to enable
independent craftsmen and artisans to compete with large industry.
At Augsburg, on August 10, 1893, Diesel's prime model, a single 10-foot iron
cylinder with a flywheel at its base, ran on its own power for the first time. Diesel
spent two more years making improvemen ts and in 1896 demonstrated another
model with the theoretical efficiency of 75 percent, in contrast to the ten percent
efficiency of the steam engine. By 1898 , Diesel was a millionaire. His engines
were used to power pipelines, electric and water plants, automobiles and trucks,
and marine craft, and soon after were us ed in mines, oil fields, factories, and
transoceanic shipping.

Michael Pupin (1858)
Michael Pupin,
American physicist and inventor, was born in
Austria-Hungary in
1858. He immigrated to the United States in 1874, graduated from
Columbia University in
physics in 1883, and obtained his Ph.D. at the University of Berlin in
1889. Pupin taught at
Columbia for more than 40 years, 30 of them as a professor of
electromechanics.
Pupin improved the quality of long-distance telephone and telegraph
transmission by inserting coils in the long lines at intervals; he discovered that
matter struck by X-rays is stimulated to radiate other X-rays (secondary
radiation) and invented an electrical re sonator. He received 34 patents for his
inventions, and he won the Pulitzer Pr ize in 1924 for his autobiography, From
Immigrant to Inventor.

Marie Curie (1867)

Marie Curie was born in Poland in 1867. As a child, she amazed people with
her great memory. She learned to read when she was only four years old.
Her father was a professor of science. The instruments that he kept in a glass
case fascinated Marie. She dreamed of becoming a scientist, but that would not be easy. Her family became very poor, and at the age of 18, Marie became a
governess. She helped pay for her sister to study in Paris. Later, her sister helped
Marie with her education.
In those days, there were no universities for girls in Poland. So, in 1891, Marie
went to the Sorbonne University in Pari s. She was so poor, she ate only bread
and butter, and drank tea. She wore old clothes she had brought with her from
Warsaw.
Every day, she would study in the librar y until 10:00 p.m., then go to her cold
little room, and read until 2 or 3 o'clock in the morning. After four years at the Sorbonne, Mari e married Pierre Curie, a well-known
physicist. (A physicist is a scientist wh o studies the physical nature of the world –
– what things are made of and wh y they do what they do.)
Together the Curies began looking for new elements. They took uranium ore,
ground it up, and boiled it. They treated it with acids and other chemicals. Finally, after four years of hard work an d tons of ore, they had one-tenth of a
gram of pure radium. They had discov ered the first radioactive element!
In 1903, Marie, Pierre, and another scientist, Henry Becquerel, were awarded the Nobel Prize in Physics for their dis covery of radium and their study of
radioactivity. Marie Curie was the first woman to win a Nobel Prize in Physics.
Later, she won a second Nobel Prize in Chemistry.
During World War I, Marie worked to de velop x-rays. She believed they could
help treat diseases like cancer. She never tried to make money from her
discoveries, because she beli eved in helping others.
William Stanley (1858)
William Stanley was born in 1858. During his lifetime he was granted 129 patents covering a wide range of electric device s. The most notable of these is the
induction coil, a transformer that creates alternating current electricity. In the
1880s every electricity distribution system used direct current (DC). The problem is that DC transmission over long distance s is impractical, requires thick wires, is
dangerous and could not be used for lighting. On the other hand, alternating current (AC) systems did not have these drawbacks. AC voltage systems could be
varied by use of induction coils, but no practical coil system had been invented.
Stanley's patent #349,611 changed all this and became the prototype for all future
transformers.

Born in Brooklyn, New York, Stanley attended private schools before enrolling at
Yale University. He began to study law at age 21 but less than a semester later left
school to look for a job in the emerging field of electricity.
Stanley's first job was as an electrician with one of the early manufacturers of
telegraph keys and fire alarms. He design ed one of the country's first electrical
installations for a store on New York's Fifth Avenue. After inventor and
industrialist George Westinghouse lear ned of Stanley's accomplishments, he
hired Stanley as his chief engineer at his Pittsburgh factory. It was during this
time that Stanley began work on the transformer.
After Stanley left Pittsburgh, in 1886 he built the first AC system, providing lighting
for offices and stores on the
Main Street of Great Barrington, Massachusetts. He made transformers,
auxiliary electrical
equipment, and electrical appliances. The Stanley Electric Manufacturing
Company was purchased by
General Electric in 1903.

Lise Meitner (1878)
Lise Meitner was born in Austria in 18 78. As a young girl, she had a love for
mathematics and physics, and adopted Madame Curie and Florence Nightingale
as her heroines. After private schooling, she entered the University of Vienna and
received her doctorate in physics in 1906 . She had to get used to being the only
woman in a room full of one hundred students.
She worked at the Kaiser-Wilhelm Institute with radiochemist, Otto Hahn. They
discovered the element protactinium and studied the effects of neutron
bombardment on uranium. Meitner became joint director of the institute and was
appointed head of the Physics Department in 1917. After leaving Nazi Germany in
1938, she found a post at the Nobel Physical Institute in Stockholm. She continued her research there, and, together with her nephew Otto Frisch, realized
that they had split the uranium nucleus. They called the process "fission." During
the war, she refused to work on the atomic bomb. In 1947, a laboratory was
established for her by the Swedish Atom ic Energy Commission, and she worked
on an experimental nuclear reactor.
Albert Einstein (1879)
Albert Einstein was born in Germany in 1879. He enjoyed classical music and
played the violin. One story Einstein li ked to tell about his childhood was of a
wonder he saw when he was four or fi ve years old: a magnetic compass. The
needle's invariable northward swing, guid ed by an invisible force, profoundly
impressed the child. The compass convinced him that there had to be "something
behind things, something deeply hidden."
Even as a small boy Einstein was self -sufficient and thoughtful. According to
family legend he was a slow talker, paus ing to consider what he would say. His
sister remembered the concentration an d perseverance with which he would
build houses of cards.

In 1933, he joined the staff of the newly created Institute for Advanced Study in
Princeton, New Jersey. He accepted this position for life, living there until his
death. Einstein is probably familiar to most people for his mathematical equation
about the nature of energy,
.
Einstein wrote a paper with a new understanding of the structure of light. He
argued that light can act as though it con sists of discrete, independent particles of
energy, in some ways like the particles of a gas. A few years before, Max Planck's
work had contained the first suggestion of a discreteness in energy, but Einstein
went far beyond this. His revolutionar y proposal seemed to contradict the
universally accepted theory that li ght consists of smoothly oscillating
electromagnetic waves. But Einstein show ed that light quanta, as he called the
particles of energy, could help to explain phenomena being studied by
experimental physicists. For example, he made clear how light ejects electrons
from metals.
There was a well-known kinetic energy theory that explained heat as an effect of
the ceaseless motion of atoms; Einstein pr oposed a way to put the theory to a new

and crucial experimental test. If tiny but visible particles were suspended
in a liquid, he said, the irregular bo mbardment by the liquid's invisible
atoms should cause the suspended particles to carry out a random jittering dance.
One should be able to observe this through a microscope, and if the predicted
motion were not seen, the whole kinetic th eory would be in grave danger. But just
such a random dance of microscopic part icles had long since been observed. Now
the motion was explained in detail. Eins tein had reinforced the kinetic theory,
and he had created a powerful new tool fo r studying the movement of atoms.

Frederick M. Jones (1892)
Frederick M. Jones was born in Cincinna ti, Ohio in 1892. After returning from
France after serving in World War I, Mr. Jones worked as a garage mechanic. His mastery of electronic devices was largel y self-taught, through work experience
and the inventing process. With his experience as a mechanic he developed a self-
starting gasoline motor. In the late 1920 's Frederick Jones designed a series of
devices for the developing movie industry , which adapted silent movie projectors
to use talking movie stock. He also de veloped an apparatus for the movie box-
office that delivers tickets and returns change to customers.
Frederick M. Jones was granted more than 40 patents in the field of refrigeration.
In 1935 he invented the first automatic refrigeration system for long-haul trucks.
The system was, in turn, adapted to a va riety of other common carriers, including
ships and railway cars. The invention eliminated the problem of food spoilage during long shipping times. The ability to provide fresh produce across the United States during the middle of summer or winter changed the American consumer's eating habits. Jones' inspiration for the refrigeration unit was a
conversation with a truck driver who had lo st a shipment of chickens because the
trip took too long and the truck's st orage compartment overheated. Frederick
Jones also developed an air-conditioning unit for military field hospitals and a
refrigerator for military field kitchens. Frederick Jones received over 60 patents
in his career.
David Crosthwait (1898)
David Crosthwait was born in Nashville, Te nnessee, in 1898. He received a B.S.
from Purdue University (1913) and a Masters of Engineering in 1920. Mr. Crosthwait was considered an authority on heat transfer, ventilation and air conditioning. He was a Research Engineer, Director of Research Laboratories for
C.A. Dunham Company in Marshalltown, Iowa, from 1925 to 1930. He was the
Technical Advisor of Dunham-Bush, Inc. from 1930 to 1971. He served as the past
president of the Michigan City Redevelopment.
Mr. Crosthwait was responsible for designing the heating system for Radio City
Music Hall at Rockefeller Center in New Yo rk City. Mr. Crosthwait was the author

of a manual on heating and cooling with water and guides,
standards, and codes that dealt with heating, ventilation, refrigeration, and air condition ing systems. David Crosthwait
received 39 patents relating to the design, installing, testing, and service of HVAC power plants, heating, and ventilating systems. After retiring from industry in 1969, Mr. Crosthwait taught a course on steam heating theory and control systems at Purdue
University.
Louis Roberts (1913)
Louis W. Roberts was born in Jamestown, New York, in 1913. He was educated at
Fisk University, where he received a Bachelor of Arts in 1935, and a Master of
Science from the University of Michigan in 1937. Roberts served as a research assistant for Standard Oil of New Jersey from 1935 to 1936. He was a graduate
assistant from 1936-37 while at the University of Michigan. He served as
Instructor of Physics at St. Augustine's College from 1937-39. Roberts was
appointed Professor of Mathematics and Ph ysics at St. Augustine's College from
1941 to 1943 and Associate Professor of Physics at Howard University, 1943-44.
Roberts holds eleven patents for electronic devices and is the author of papers on
electromagnetism, optics, and microwaves.
Roberts served as Director of Research for Microwave Associates from 1950 to
the present. He is also the Director of Energy and Environment at the
Transportation System Center in Cambridge, Massachusetts, from 1977 to the present. The Transportation System Center, as part of the U.S. Department of Transportation, develops energy conserv ation practices for the transportation
industries. Currently, transportation accounts for over half of the United States'
consumption of petroleum. However, the Energy Conservation Policy Act
requires the transportation sector to reduce fuel consumption in all types of
vehicles.
During Roberts' career, he has served as chief of the Optics and Microwave
Laboratory in the Electronics Research Center of the National Aeronautics and
Space Administration. He founded and was president of a microwave company.
His research interests focus on mi crowave and optical techniques and
components, plasma research, solid state component and circuit development.
Roscoe L. Koontz (1922)
Roscoe L. Koontz was born in St. Loui s, Missouri in 1922. He graduated from
Vashon High School in St. Louis. His college education at Stowes Teachers
College was interrupted by a three-year hi tch in the U.S. Army during World War
II. While in the army, he received te chnical training through a special pre-
engineering army training program at West Virginia State College. Upon discharge from the army in 1946, he re turned to Tennessee State University and
graduated with a Bachelor of Science in Chemistry.

Roscoe Koontz was
among the first formally trained health physicists
through his participation in the first Atomic Energy Health Physics Fellowship Training Program, sponsored at the University of
Rochester in 1948. He designed a
pinhole gamma ray camera and
collimator and helped to design and
fabricate automatic air and water
sampling equipment and radiation activity measuring devices.
Health physics became a recognized profession around 1942. When Koontz
entered the field, there were few rules and guidelines and procedures for health
physicists to follow. Together with thei r instructors, the early students, like
Koontz, originated many of today's practi ces, instrumentation and techniques to
protect people from the hazards of ionizing radiation.
Rufus Stokes (1924)
Rufus Stokes was born in Alabama in 1924. He later moved to Illinois, where he
worked as a machinist for an incinerator company. In 1968, he was granted a
patent on an air-purification device to reduce the gas and ash emissions of
furnace and powerplant smokestack emissions. The filtered output from the
stacks became almost transparent. St okes tested and demonstrated several
models of stack filters, termed the "cle an air machine", in Chicago and elsewhere
to show its versatility. The system benefited the respiratory health of people, but also eased the health risks to plants and animals. A side-effect of reduced
industrial stack emissions was the improved appearance and durability of buildings, cars, and objects exposed to outdoor pollution for lengthy periods.

Meredith C. Gourdine (1929)
Meredith C. Gourdine was born in Newark, New Jersey in 1929. He received a
B.S. in Engineering Physics from Corne ll University in 1953 and a Ph.D. in
Engineering Physics from the California Institute of Technology in 1960. Dr.
Gourdine pioneered the research of elec trogasdynamics. He was responsible for
the engineering technique termed Incineraid for aiding in the removal of smoke from buildings. His work on gas dispersi on developed techniques for dispersing
fog from airport runways.

Dr.
Gourdine served
on the
technical staff of
the Ramo-Woolridge Corporation from 19 57-58. He then became a Senior
Research Scientist at the Caltech Jet Pr opulsion Laboratory from 1958-60. He
became a Lab Director of the Plasmody ne Corporation from 1960-62 and Chief
Scientist of the Curtiss-Wright Corporation from 1962 to 1964. Dr. Gourdine established a research laboratory, Gour dine Laboratories, in Livingston, New
Jersey, with a staff of over 150. Dr. Gour dine has been issued several patents on
gasdynamic products as a result of his wo rk. He received patent #5,548,907 for a
method and apparatus for transferring heat, mass, and momentum between a
fluid and a surface. Dr. Gourdine served as president of Energy Innovation, Inc.
of Houston, Texas.

George Edward Alcorn, Jr.
George Edward Alcorn, Jr. was born in 1940. He received a four-year academic
scholarship to Occidental College in Lo s Angeles, where he graduated with a
Bachelor of Science in Physics. He rece ived his degree with honors while earning
eight letters in basketball and football. Ge orge Alcorn earned a Master of Science
in Nuclear Physics in 1963 from Howard University, after nine months of study.
During the summers of 1962 and 1963, George Alcorn worked as a research
engineer for the Space Division of North America Rockwell. He was involved with
the computer analysis of launch trajecto ries and orbital mechanics for Rockwell
missiles, including the Titan I and II, Saturn IV, and the Nova.
In 1967 George Alcorn earned a Ph.D. in Atomic and Molecular Physics from
Howard University. Between 1965-67 Alcorn conducted research on negative ion formation under a NASA-sponsored grant. Dr. Alcorn holds eight patents in the United States and Europe on semicondu ctor technology, one of which is a
method of fabricating an imaging X-ra y spectrometer. His area of research
includes: adaptation of chemical ioniza tion mass spectrometers for the detection
of amino acids and development of other experimental methods for planetary life detection; classified research involved with missile reentry and missile defense;
design and building of space instrumentation, atmospheric contaminant sensors, magnetic mass spectrometers, mass analyz ers; and development of new concepts
of magnet design and the invention of a new type of x-ray spectrometer.

Henry Ford (1863)

Henry Ford is often incorrectly thought of as the inventor of the automobile.
(That distinction belongs to Karl Be nz of Germany.) Henry Ford was an
innovative man who revolutionized the automobile industry. Ford was born on
July 30, 1863 in Dearborn, Michigan. As a child he worked on the family farm.
In his spare time, he experimented in the farm's machine shop. At the age of 17,
Ford left the family farm and moved to De troit where he worked in continued his
work in machine shops, specifically wi th steam engines. In 1882 Henry Ford
became a certified machinist and was hire d by Westinghouse Company to set up
and repair steam engines.
In 1891 Ford designed a small engine that burned gasoline. Thomas Edison then
offered Henry Ford a job and Ford became the chief engineer for Edison
Illuminating Company. Three years later, Ford built a gasoline-powered car known as the "horseless carriage". He quit his job with Edison to pursue
interests with cars. Over the next few ye ars, Henry Ford continued to develop his
car designs, including the Model A and the Model T. He increased both speed and fuel efficiency. Efficiency was a trademark of Ford. He developed the assembly line to help produce cars quickly and economically. It was Ford's goal
to make cars available to average Americans. During both World War I and
World War II, the Ford plant was used in the war effort to build equipment. During the last portion of Henry Ford's life, he served as chairman of the Ford Foundation, a charitable organizati on. Henry Ford died on April 7,
1947.
Robert Goddard (1882)

Robert Goddard is given credit as being one of the
fathers of modern rocketry. Though not given credit during his lifetime, he is now recognized as a
significant modern scientist. Robert Goddard was born
on October 5, 1882 in Worchester, Massachusetts. As a
young boy he displayed an interest and ability in science. He experimented with electricity. He became fascinated with fireworks, th e beginning of his interest
in rockets. Goddard attended public school in both Boston and Worchester. He attended Worchester Polytechnic Institute, a prac tical engineering school.
He regularly journaled new ideas and inventions. After
earning his degree, he taught at the institute and later
at Clark University.
In 1920 Goddard wrote a paper describing sending an unmanned rocket to the
moon. He was ridiculed by the press for this idea. Charles Lindberg became
interested though and began to fina nce Goddard's work. Goddard moved his
operation to New Mexico. During this ti me, he worked with parachute systems,
stabilizing fins, and gyroscopes. Though his work was not widely known in the
United States, Goddard's work was take n very seriously in Germany. During
World War II, the Germans developed Godd ard's theories further. Goddard was a
faithful American and worked with the U.S. military to create and build the
bazooka, an antitank weapon. He worked with the U.S. Navy to develop jet
takeoff devices. Goddard died on August 10, 1945. After his death the U.S. Patent
Office recognized Goddard for 214 patent s regarding rocket designs. Today's
rockets are based on Robert Goddard's designs and theories.
Benjamin Franklin (1706)
Benjamn Franklin was a diplomat, politician, printer, and scientist. He invented bifocals, the Franklin stove, and experimented with electricity. Franklin was born
in 1706 in Boston, Massachusetts. He sh owed his intelligence and interest early
on in reading and writing. At the age of ten though, he was taken out of school to
learn his father's trade of candle maki ng. Young Benjamin hated this work and
two years later became an apprentice in his brother James' print shop. After five
years Franklin left his brother's shop an d went to New York. There was no work
in New York so he moved to Philadelphia . Philadelphia was a much bigger city at
the time. Franklin became very successful as a printer. Wealth brought him time
to work on his inventions and intere sts. Franklin recognized that common
fireplaces were inefficient. He designed the Franklin stove to use heat better. His
stove drew in cool air, heated the air, an d then circulated the heated air. These
stoves became very popular in American and Europe. Electricity had recently
been discovered in Europe. Franklin became extremely interested in it and spent
six years trying to generate electricity. Franklin began to focus on lightning and

the idea that it was caused by electric charges. Franklin suggested the use of
lightning rods to redirect electricity away from buildings to keep them from
burning down. By tying an iron key to a kite string during a storm, he was able to
identify the electrical charge as being th e same as in a Leyden Jar. This proved
lightning was electricity. Benjamin Franklin spent the later part of his life
pursuing his interests and working for the colonies and the creation for the
United States. Franklin died in 1790 in the country he helped form and improve.
Guglielmo Marconi (1874)

Guglielmo Marconi was an Italian inventor
and electrical engineer. He is recognized for
his development of wireless telegraphy, also
known as radio. Prior to Marconi's work, telegraph signals were sent through wires. Marconi was born on April 25, 1874 in
Bologna, Italy. He showed an interest for
science early in his life . Much of his studies
were done privately. In 1894 Marconi began experimenting with wireless telegraphy. He
based his work on Heinrich Hertz's work with electromagnets. Beginning with
transmitting signals across a room, Mar coni eventually was able to transmits
signals across miles by grounding the transmitter and receiver. The Italian
government was not interested in his work, so Marconi moved to England.
During this time, he received his first patent regarding radio. Marconi's next
goal was to send a message across th e Atlantic. This was accomplished on
December 12, 1901. He transmitted the letter "S" in Morse code. The success of this transmission opened scientific study in the atmosphere and the idea of
an ionosphere. This technology became more well known as it was used in
saving many lives aboard the troubled ships the Republic and the Titanic. This wireless technology became requir ed on passenger ships. Marconi then
began working on short-wave and mi crowave transmissions. Short-wave
signals were cheaper and easier to operate.
In 1909 Marconi was awarded the Noble Pr ize in physics, which he shared with
Karl F. Braun. In 1914 King George gave Marconi an honorary title of Knight
Grand Cross of the Royal Victoria Order. Marconi also received John Fritz Medal,
an American engineering award. He died on July 20, 1937.
J. Robert Oppenheimer (1908)
J. Robert Oppenheimer is considered the father of the atomic bomb. He was the director of the team who designed and built the first atomic bomb. Oppenheimer
was born in 1908 in New York City. In 1925 he graduated from Harvard
University. In 1927 Oppenheimer ea rned his doctorate degree from the

University of Gottingen in Germany. Two years later he became a professor at the
University of California at Berkley and wo rked on theoretical physics. From 1943-
1945, Oppenheimer led a team of scient ists who designed and built the first
atomic bomb. Over several of the following years, Oppenheimer headed the
advisory committee of the United States Atomic Energy Commission (AEC). He
worked with the U.S. Department of Defense and worked internationally for
control of atomic energy.
Oppenheimer's loyalty to the United Stat es was questioned in 1953. He held
opposition to the hydrogen bomb and had some connections with Communists.
This led to an investigation by the AEC security panel. He was cleared of all
charges but the allegations caused him to be denied further access to secret
information. Oppenheimer was awarded the Enrico Fermi Award for
contributions to theoretical physics. J. Robert Oppenheimer spent the last years
of his life as the director of the Insti tute for Advanced Study in Princeton, New
Jersey. He died in 1967.

How will potential lost power be
compenstated for?
• energy conservation?
• sale of hydro to the US by Canada?
• Coal-fired plants?
• wind?
• solar?
• nukes?
Total Energy Usage

Our total energy use can be divided into three
principal areas each of which consume approximately equal amounts of energy on an
annual basis:
• Electricity Generation
• Space Heating
• Transportation

This energy use has been roughly constant
over the last 5 years and is dominated (90%)
by the use of fossil fuels.

Fossil Fuels come in 3 principal forms from which many other products are derived:
• Coal
• Natural Gas
• Crude Oil

Most traditional Energy production comes
about via steam driven turbines so the heating
of water is what is essential.
• Coal Fired Steam Plants
• Nuclear Fired Steam Plants
• Oil/Natural Gas Fired Steam Plants
The Need for Alternative Energy

• Basic concept of alternative energy sources relates to issues of
sustainability, renewability and pollution reduction.
• In reality, Alternative Energy means any thing other than
deriving energy via Fossil Fuel combustion
• Basic Barrier to all forms of alternative energy lies in initial
costs!
• Currently we have no significant production line alternative
energy source operating anywhere in the US!
The simple problem is that there are simply not enough fossil fuels
left to sustain its usage as the fo undation of our energy production.
Forget about global warming for the moment, the issue is more basic
than that.
We have about 50 more years of production
from known reserves , after that we will either
have to discover more reserves are shift away
from our fossil fuel based energy economy.

Forms of Alternative Energy:
• Solar:

Advantages: Always there; no pollution
Disadvantages: Low efficiency (5-15%);
Very high initial costs; lack of
adequate storage materials
(batteries); High cost to the consumer
• Hydro:
Advantages: No pollution; Very high efficieny (80%); little
waste heat; low cost per KWH; can adjust KWH output to
peak loads; recreation dollars
Disadvantages: Fish are endangered
species; Sediment buildup and dam failure; changes watershed characteristics; alters hydrological
cycle
• Wind:
Advantages: none on large scale; supplemental power in
windy areas; best alternativ e for individual homeowner
Disadvantages: Highly variable
source; relatively low efficiency (30%); more power than is needed is produced when the wind blows; efficient energy storage is thus required
• Geothermal:
Advantages: very high effici ency; low initial costs since
you already got steam

Disadvantages: non-renewable (more
is taken out than can be put in by
nature); highly local resource
• Ocean Thermal Energy Conversion:
Advantages: enormous energy flows; steady flow for
decades; can be used on la rge scale; exploits natural
temperature gradients in the ocean
Disadvantages: Enormous engineering
effort; Extremely high cost; Damage to
coastal environments?
• Tidal Energy:
Advantages: Steady source; energy extracted from the
potential and kinetic energy of the earth-sun-moon
system; can exploit bore tides for maximum efficiency
Disadvantages: low duty cycle due to
intermittent tidal flow; huge modification of coastal environment; very high costs for low duty cycle
source
• Hydrogen Burning:
Advantages: No waste products; very high energy density;
good for space heating
Disadvantages: No naturally occurring
sources of Hydogren; needs to be separated from water via electrolysis which takes a lot of energy; Hydrogen needs to be liquified for transport – takes more energy. Is there any net gain?

• Biomass Burning:
Advantages: Biomass waste (wood products, sewage,
paper, etc) are natural by products of our society; reuse as
an energy source would be good. Definite co-generation
possibilities. Maybe practical for individual landowner.
Disadvantages: Particulate pollution
from biomass burners; transport not possible due to moisture content; unclear if growing biomass just for
burning use is energy efficient. Large
scale facilities are likely impractical.
• Nuclear Fusion: –> Forget it, we aren't smart enough yet.
But suppose we become smart enough in a few hundred
years. Can adoption of sustainabl e energy technology get us to
this point?

Energy Generation and Flow
This is ultimately limited by some basic
physics, some of which we understand
(Thermodyanmics) and some of which we
don't (Chaos).
Even though a system may appear to be very
simple, the behavior of that system might be chaotic. The elements of this theory are hard to describe but some neutrally buoyant helium balloons floating around class today can serve
as an example.
In Class Chaos Demo

Helium balloons and a demonstration of the
principles of chaos:
• Unstable equilibrium (a perturbation in either direction causes
an irrecoverable situation)
• No predicative power, our neut rally buoyant helium ballon can
go in any direction
• Random interactions will occur that would not otherwise occur
(e.g. whose head is this balloon going to fall on).
• These random interactions will increase the chaos of the system (student x bats balloon in some direction).
• An external event which is not in the interactions reduces the chaos (e.g. the helium runs ou t and the balloon falls on the
floor).
• The nature of the chaotic system is continuously changing –> i.e. its difficult to maintain th e neutral buoyancy of the balloon.
When its not neutrally buoyan t, its less chaotic and more
deterministic.

• In principle, the motions of the ballon are entirely governed by
physics, hence if we knew a ll the physics we would have
predictive power. However, the amount of information which is
required to be known is nearly infinite.
So even though the helium balloon is a simple
system, its motion and its interaction with
other elements is chaotic.
Chaos seems to exist in a variety of natural
systems to some extent or another
• The Flow of the McKenzie River
• The Greenhouse effect
• Hurricane evolution
• Planetary orbits
• Evolution of species
THERMODYNAMIC LAWS
You can not subvert or change these laws:
The Zeroth Law (0): Systems are in
equilibrium when they are at the same temperature.
• System is in it lo west energy state
• No more energy can be extracted from it
• All systems of different temper ature will tend to equilibrium
when they are no longer thermally isolated.
Modelling Thermodynamic Equilibrium: (
Warning, JAVA applets Page (might kill some browsers); Suggest using
Netscape 4.04 or IE 4.0 for this. Ne tscape 3.0 might not completey work.
)
The First Law (1): Energy is Conserved in a
closed system:

• The net flow of energy across some system is equal to the
change in energy of that system
• We usually consider work and he at flow as the two kinds of
energy
The Second Law (2): The Law of Entropy:
• It is not possible to extract he at-energy from a reservoir and
perform work without creating waste heat that does no work.
• The amount of disorder increases
• Things tend toward a state of randomness(this is not the same
as chaos)
• You can not go from a disordered system to an ordered system
without inputting more energy (this is the most important attribute of the second law)
Example:
We can do this

100% of electrical energy converted to heat by pushing a current
through a resistive element.
We can not reverse that process to do this:

In the course of doing the original work
we have increased the disorder to the system by heating it. In no way can we recover work of that this disordered

system without putting energy into the
system.
To decrease local entropy requires work (energy).
• Your dorm room – it takes a lot of work to decrease the amount
of disorder
• Iron Ore is originally concentrated in mountains – has a low disorder. Eventually it becomes mined and ends up distributed
in the nations landfills.
• This combination of letters is readable and hence of low order
but
ticmiainflteriraaladecolwrerdoohsobntoftrsdbne
is not and would require a lot of work to rearrange into the
previous sentence
• Rich fossil fuel deposits are stored in a state of low order. when
we liberate all of that so th at the individual atoms become
randomly distributed, where will society find the energy to maintain local order?
Energy From the Oceans

More promising technology is OTEC (Ocean
Thermal Energy Generation). This takes advantage of the fact that the ocean is an enormous heat engine.
Physics of Heat Engines:
• efficiency = work done/energy input
• it can be shown that this is equivalent to
efficiency (in %) = 1 – T1/T2 ; T1 < T2
T is measured in Kelvins

• So, in principle any two reservoirs with different temperatures
T1 and T2 can produce energy. Th ere will be a demonstration of
this principle in class today.
o Boiling water
T = 373K
o Ice Water
T=273K
o Liquid Nitrogen
T=77K
• Efficiency of Boiling water and Ice water: 1 – (273/373) = 27%
• Efficienty of Ice water and LN 2: 1 – (77/273) = 72%
• What is efficiency of Boiling water and LN 2?
Thermodynamic Constraints:
• Systems are in equilibrium when they are at the same temperature
• energy is conserved within a closed system
• it is not possible to extract heat energy from a reservoir and
perform work without transferring heat to a reservoir of lower
temperature. In other words, all thermodynamic systems must
tend towards equilibrium. Some energy goes towards performing work and some is lost as waste heat.
To get the highest efficiency one wants to
maximize the difference between T1 and T2 but then their are material problems
(containers melt, freeze, etc)
Typical Case:
• Coal-fired burner: T = 825K
• Cooling tower: T = 300 K
• efficiency = 1 – 300/825 = 64%
How this all works:

• Exhaust steam is condensed back into liquid thereby decreasing its
total volume by a factor of 1000
• Therefore the work done by the pump is down by a factor of 1000
compared to if it had to pump stea m directly back into the system

Heat Energy from the Ocean
Do this:

Basic principle is that heat difference is used
to condense a steam into a liquid then return it to be reheated.
Since heat differences in the ocean will be
smaller, then one must substitute ammonia for water as the working fluid.
Example Calculations:
• Surface Ocean temperature is 25 degrees C (298K)
• At 1000 meters depth the temperature is 5 degrees C (278K)
• Efficiency = 1 – 278/298 = .067 (6.7%)
• Power in cooling 1000 gallons of water per second by 2 degrees
C is 32 MegaWatts (because water has such high heat
capacity/storage)
• using 6.7% efficiency would then yield 2 Megawatts (1/500
typical coal-fired plant)
• But this is only for 1000 meas ly little gallons per second
OTEC Potential Sites:
• Florida, Puerto Rico, and Hawaii
• Indian Ocean
• Northeast Australia, Indonesia and Mexico
Above sites typically have thermal gradients higher then 22 degrees C
Energy extracted comes from the cooling of
the warmer water
this is transferred to the
ammonia which does the actual work of
turning the turbine (as ammonia steam)

Energy extracted proportional to the volume
of water and the temperature it drops.
Principal energy loss is when the warmer
water meets the cooler water in the
condenser.
Review of OTEC (Ocean Thermal Energy
Conversion)
• Thermal gradients of greater than 22 C can be exploited and
used as a heat engine
• Energy is derived from cooling warm surface water to the temperature of the water at appr oximately 500-1000 feet depth.
• The maximum surface temperature of ocean water is 25 C and its minimum value is of course 0 C
• efficiency is then 1 -(273+0) /(273+25) = 1 – 273/298 = 7%
• Energy is derived from the cooling water via transfer to a working fluid such as ammonia which when mixed with warm water vaporizes to steam and powers a turbine
• Ammonia returns (condenses) to liquid when mixed with cooler water at depth and then th e cycle repeats itself
• Since the volume of water in the oceans is huge, the capacity in just the Gulf Coast Waters alon e is several 10's of Giga
More on OTEC
Hawaii Facility Ocean Power also comes in 2 other forms:
o Tidal Energy
o Current Flow Energy
The ocean is a huge reservoir for storing
the energy of the sun that is incident on
the earth. How huge is huge?

Incident flux on ocean surface area is 1017
Watts or 0.1 Billion Billion Watts (its a
large number)
The oceans are a huge heat engine.
Temperature differences, caused by differences in insolation both in latitude
and in depth.
o Equatorial waters warmer than higher latitude waters
o surface layers warmer than deeper layers
o This sets up an enormo us circulation network
o
Major currents are shaped by:
o Temperature differences (driven mostly by tilt of earth's axis)
o Prevailing wind patterns interacting with the surface
waters (again driven mostly by tilt of earth's axis)
o the rotation of the earth
the Coriolis Force
o shorelines of continental masses
Tapping the Current for Energy:
o Gulf current has 1000 times the flow of the Mississippi River(!)
o Current averages about 5 mph
o Density of water is higher as well
o Its always there – no intermittency problem
no need
for energy storage
o Build Turbines for underwater use
o Anchor a foundation to the ocean floor
o hundreds of miles long rigged with turbines
o cables on ocean floor to shore deliver the electricity
o An engineering challenge but there are few bad side effects from producing energy this way
o Obviously the capital costs are huge in this case but this does represent a Large Scale Solution
Tidal Energy from the Ocean

Extracts energy from the kinetic energy of
the earth-moon-sun system.
Variations in water level along coastlines
can be used to drive turbines
technology is the same as low-head
hydro power
Vertical tides on US coast range from 2
feet in Florida to more than 18 feet in
Maine
To enhance efficiency of turbines driven
by tidal currents, it is desireable to build a damlike structure across the mouth of a
tidal basin in order to direct the flow to a
turbine
Turbines designed for work at both high
and low tide (inflow or outflow)
Intermittent tidal flow is major problem.
Tidal facility produces about 1/3 the
electrical energy of a hydro facility of the
same peak capacity
Two tidal plants in the world:
o 1 MW facility on the White Sea in Russia (1969)
o 240-MW on the Rance River, St. Malo France (1967)
has 750 meter long dike to impound tides that can be
as high as 13 meters (!)

Proposed New Facilities:
o Phillipines
o Apsley Strait, Australia
o A serious commercial venture
o Large Scale production in the UK
Potential Sites in the US
o Alaska ( Cook Inlet)

o Bay of Funday (US-Canadian Border; NE Coast of US)
most favorable site in the World
would produce
about 30,000 MW in total (1/2 for the US)

o A 20 MW demonstration plant has been built here
o Locally (New England) this is a potential important source
of power but on national scale is just a few percent of our
(insatiable) need for power
Bottom Line: There aren't many favorable
sites in the world for tidal power and the estimated capacity is 50 times smaller than the world's hydroelectric power
capacity.

Electric Power Glossary
• Above-market Cost – The cost of a service in excess of the price of
comparable services in the market.
• Access Charge – A charge for a power supplier, or its customer, for access
to a utility's transmission or distribution syst em. It is a charge for the right to send
electricity over another's wires. • Actual Peak Load Reductions – Reduction in annual peak load by
consumers who participate in a DSM pr ogram that reflect changes in demand.
• Affiliate – A company that is controlled by another or that has the same
owner as another company. • Affiliated Power Producer – A generating company that is affiliated with a
utility. • After-Market – Broad term that applies to any change after the original
purchase, such as adding equipment not a part of the origin al purchase. As
applied to alternative fueled vehicles, it re fers to conversion devices or kits for
conventional fuel vehicles. • Aggregation – The process of organizing small groups, businesses or
residential customer into a larger, more effective bargaining unit that strengthens
their purchasing power with utilities. • Aggregator – An entity that puts together customers into a guying group for
the purchase of a commodity service. The vertically integrated investor owned
utility, municipal utilities and rural electric cooperatives perform this function in
today's power market. Other entities such as buyer cooperatives or brokers could
perform this function in a restructured power market.
• Alaskan System Coordination Council (ASCC) – One of t he ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC). • Allowance for Funds Used During Construction (AFUD – Construction
activities may be financed from interna lly generated funds (primarily earnings
retained in the business), or from funds provided by other external sources
(short- and long-term debt). The allowance for funds used during construction is intended to recognize the cost of these f unds dedicated to construction activities
during the construction period. To a rrive at the "allowance", a common
procedural method makes use of a formula that is based on the assumption that
short-term debt is the first source of construction funds. The cost rate for short-
term debt is based on current costs. Si nce a utility plant is subject to
depreciation, the allowance for funds used during construction is recovered in the form of depreciation from ratepayers over th e service life of the plant to which it
applies.
• Alternating Current (AC) – Flow of electricity that constantly changes
director between positive and negative si des. Almost all power produced by
electric utilities in the United States moves in current that shifts direction at a rate
of 60 times per second.

• Ampere – Unit that measures electrical cu rrent in a circuit by 1 volt acting
through a resistance of 1 ohm.
• Ancillary Services – Services necessary for the transmission of energy from
resources to loads. • Annual Effects – Effects in energy use and peak load resulting from
participation in DSM programs in effe ct during a given period of time.
• Annual Equivalent – An equal cash flow amount that occurs every year.
• Annual Fuel Utilizat ion Efficiency – A measure of heating efficiency, in
consistent units, determined by applying t he federal test method for furnaces.
This value is intended to represent the rati o of heat transferred to the conditioned
space by the fuel energy supplies over one year. • Annual Maximum Demand – The greatest of all de mands of the electrical
load which occurred during a prescri bed interval in a calendar year.
• Annuity – A series of equal cash fl ows over a number of years.
• Appliance Saturation – The percentage of househol ds or buildings in a
service area that have the type of equipment to which the demand-side
technology applies. For example, if 50 per cent of the resident ial customers have
a central air conditioner, the appliance saturation is 50 percent. • Applicability Factor – The percentage of end-use energy and demand used
by a technology to which the demand- side management (DSM) measure applies.
For example, the high-efficiency fluore scent lighting DSM measure applies to
fluorescent lighting but not all lighting. Applicability therefore represents the
percent of the lighting end-us e attributable to fluorescence for which there could
be high-efficiency repl acements installed.
• Area Load – The total amount of electricity being used at a given point in time
by all consumers in a utility's service territory. • Attributes – Attributes are the outcomes by which the relative "goodness" of
a particular expansion plan is measured e.g. fuel usage. Some attributes, such
as fuel usage, are measured in well-defin ed parameters. Other attributes (e.g.
public perception of a technology) are more subjective. Attributes may be
grouped in several ways. Categories incl ude financial, economic, performance,
fuel usage, environmental, and socio-econo mic. The attributes chosen must
measure issues that directly conc ern the utility and have an impact on its
planning objectives. Limiting the number of attributes reduces the complexity and
cost of a study. • Available but not Needed Capability – Capability of generating units that
are operable but not necessary to carry load. • Average Cost – The revenue requirement
of a utility divided by the utility's
sales. Average cost typically includes the costs of existing power plants,
transmission, and distribution lines, and other facilities used by a utility to serve
its customers. It also includes operations and main tenance, tax, and fuel
expenses. • Average Demand – The energy demand in a giv en geographical area over a
period of time. For example, the num ber of kilowatt-hour s used in a 24-hour
period, divided by 24, tells t he average demand for that period.

• Average Revenue per Kilowatt-hour – Revenue by sector and geographic
area calculated by dividing the monthly revenue by monthly sales.
• Avoided Costs – These are costs that a utilit y avoids by purchasing power
from an independent producer rather than generating power themselves,
purchasing power from another source or constructing new power plants. A
Public Utility Commission calculates av oided costs for each utility, and these
costs are the basis upon which independent power producers are paid for the
electricity they produce. There are two par ts to an avoided cost calculation: the
avoided capacity cost of constructing new power plants and the avoided energy
cost of fuel and operating and maintaining utility power plants.
• Base Bill – The base bill is calculated by mult iplying the rate from the electric
rate by the level of consumption. • Base Load – The minimum load ex perienced by an electric utility system over
a given period of time. • Base Load Unit – A generating unit that normally operates at a constant
output to take all or part of the base load of a system. • Base Rate – The portion of the total electric or gas rate covering the general
costs of doing business unrel ated to fuel expenses.
• Base Year – The first year of the period of analysis. The base year does not
have to be the current year. • Baseline Forecast – A prediction of future energy needs which does not take
into account the likely effects of new conservation programs that have not yet
been started. • Baseload Capacity – Generating equipment operated to serve loads 24-
hours per day. • Basic Service – The four charges for generat ion, transmission, distribution
and transition that all customer s must pay in order to reta il their electric service.
• Bilateral Contract – A direct contract between the power producer and user
or broker outside of a centralized power pool.
• Biomass – Plant materials and animal wast e used as a source of fuel.
• Blackout – A power loss affecting many el ectricity consumers over a large
geographical area for a significant period of time. • British Thermal Unit (BTU) – The standard unit for measuring quantity of
heat energy. It is the amount of heat energy necessary to raise the temperature
of one pound of water one degree Fahrenheit. • Broadband Communications – The result of utilities forming partnerships to
offer consumers "one-stop-shopping" for energy-related and high-tech
telecommunications s
ervices.
• Broker – A retail agent who buys and sells power. The agent may also
aggregate customers and arr ange for transmission, firming and other ancillary
services as needed. • Brownout – A controlled power reduction in which the utility decreases the
voltage on the power lines, so customer s receive weaker electric current.
Brownouts can be used if total power demand exceeds the maximum available
supply. The typical household do es not notice the difference.

• Bulk Power Market – Wholesale purchases and sales of electricity.
• Bulk Power Supply – Often this term is used interchangeably with wholesale
power supply. In broader te rms, it refers to the aggrega te of electric generating
plants, transmission lines, and related equipment. The term ma y refer to those
facilities within one electric utility, or within a group of utilities in which the
transmission lines are interconnected.
• Buy Through – An agreement between utility and customer to import power
when the customer's service would otherwise be interrupted.
• Capability – Maximum load that a generating unit can carry without
exceeding approved limits. • Capacitor – This is a device that helps impr ove the efficiency of the flow of
electricity through distribution lines by r educing energy losses. It is installed in
substations and on poles. Usually it is installed to correct an unwanted condition
in an electrical system
• Capacity – The maximum load a generating unit, generating station, or other
electrical apparatus is rated to carry by the user or the manufacturer or can
actually carry under existing service conditions. • Capacity (Purchased) – Energy available for purchase from outside the
system. • Capacity Charge – An assessment on the amount of capacity being
purchased. • Capacity Factor – The ratio of the average load on a machine or equipment
for a period of time to the capacit y rating of the machine or equipment.
• Capital Recovery Factor (CRF) – A factor used to convert a lump sum value
to an annual equivalent. • Captive Customer – A customer who does not hav e realistic alternatives to
buying power from the local ut ility, even if that customer had the legal right to buy
from competitors. • Circuit – Conductor for electric current.
• Cogeneration – Production of heat energy and electrical or mechanical
power from the same fuel in the same facility. A typical cogeneration facility
produces electricity and steam for industrial process use.
• Cogenerator – A facility that produces electr icity and/or other energy for
heating and cooling. • Coincidence Factor – The ratio of the coincident maximum demand of two or
more loads to the sum of their nonc oinc
ident maximum demands for a given
period. The coincidence factor is the reci procal of the diversity factor and is
always less than or equal to one. • Coincidental Demand – Two or more demands that occur at the same time.
• Coincidental Peak Load – Two or more peak loads that occur at the same
time. • Combined Cycle – Similar to the combusti on turbine simple cycle, but
includes a heat recovery st eam generator that extracts heat from the combustion
turbine exhaust flow to produce steam. This steam in turn powers a steam
turbine engine.

• Combined Cycle Plant – An electric generating station that uses waste heat
from its gas turbines to produce steam for conventiona l steam turbines.
• Combustion Turbine – A fossil-fuel-fired power plant that uses the
conversion process known as the Brayt on cycle. The fuel, oil, or gas is
combusted and drives a turbine-generator.
• Commercial Operation – Commercial operation occurs when control of the
generator is turned over to the system dispatcher.
• Commercialization – Programs or activities that increase the value or
decrease the cost of integrating new products or services into the electric sector. • Comparability – When a transmission owner pr ovides access to transmission
services at rates, terms and conditions equal to those the owner incurs for its
own use. • Competitive Bidding – This is a procedure that utilities use to select
suppliers of new electric capacity and energy. Under competitive bidding, an
electric utility solicits bids from prospec tive power generators to meet current or
future power demands. When offers fr om independent power producers began
exceeding utility needs in the mid-1908's, utilities and state regulators began
using competitive bidding systems to select more fa irly among numerous supply
alternatives. • Competitive Franchise – A process whereby a municipality (or group of
municipalities) issues a franchise to s upply electricity in the community to the
winner of a competitive bid process. Such franchises can be for bundled
electricity and transmission/distribution, or there can be separate franchises for
the supply of electricity services and t he transmission and distribution function.
Franchises can be, but typically are not, exclusive licenses. • Competitive Transition Charge (CTC) – A "nonbypassable" charge
generally placed on distribution services to recover utility costs incurred as a
result of restructuring (stranded cost s – usually associated with generation
facilities and services) and not recoverable in other ways. • Comprehensive National Energy Policy Act – Federal legislation in 1992
that opened the U.S. electric utility industry to incr ease competition at the
wholesale level and left authority for retail competition to the states. • Conductor – An object or substance which conducts or leads electric current.
A wire, cable, busbar, rod, or tube can serve as a path fo r electricity to flow. The
most common conductor is an electrical wire. • Connection – The connection between two elec trical systems that permit the
transfer of energy. • Conservation – A foregoing or
reduction of el ectric usage for the purpose of
saving natural energy resources and limiti ng peak demand in order to ultimately
reduce the capacity requirements for plant and equipment. • Consumer Education – Efforts to provide consumers with skills and
knowledge to use their resource s wisely in the marketplace.
• Consumption (Fuel) – Amount of fuel us ed for gross generation.
• Contract Path – The most direct physical transmission tie between two
interconnected entities. When utility syst ems interchange power, the transfer is

presumed to take place across the "contra ct path" , notwithstanding the electric
fact that power flow in the network will distribute in accordance with network flow
conditions. This term can also mean to arrange for power transfer between
systems.
• Contract Price – Price marketed on a contract basis for one or more years.
• Contract Receipts – Purchases that cover at least one year.
• Control Area – A power system or systems to which an automatic control is
applied. • Converter – Any technology that changes the potential energy in fuel into a
different form of energy such as heat or motion. The term also is used to mean
an apparatus that changes the quantity or quality of electric energy.
• Cooperative Electric Utility – A utility established to be owned by and
operated for the benefit of those using its services. • Cross-subsidization – This refers to the transfer of assets or services from
the regulated portion of an electric utility to its unregulated affiliates to produce an
unfair competitive advantage. Also, cross- subsidization can refer to one rate
class (such as industrial customers) subs idizing the rates of another class (such
as residential customers).
• Current (Electric) – Flow of electrons in an electric conductor.
• Current Transformers – These are used in conjunction with metering
equipment. They are designed to permit measurement of cu rrents beyond the
range of a meter. • Customer Assistance Programs – Alternative collection program set up
between a utility company and a customer t hat allows customers to pay utility
bills on a percentage-of-the-bill they owe or percentage-of-customer-income
instead of paying the full amount owed. These programs are for low-income
people who can't pay their bills. These cu stomers must agree to make regular
monthly payments based on their new payment plans. • Customer Class – A distinction between users of electric energy. Customer
class is usually defined by usage patterns, usage levels, and conditions of
service. Classes are usually categorized g enerically by customer activity (e.g.
residential, commercial, industrial, agricultural, street lighting).
• Customer Costs – Costs that are related to and vary with the number of
customers. Customer costs include meters, meter reader s, or service equipment
costs.
• Customer Service Charge – That portion of the customer's bill which
remains the same from month to month. The charge is determined separately
from the amount of energy used. It is based on the costs associated with
connecting a customer to the company's distribution system, including the
service connection and metering equipment.
This charge also recovers expenses
such as meter reading, billing costs, cu stomer accounting expenses records and
collections, and a portion of general plant items such as office space for
customer service personnel.
• Customer Service Protection – The rules governing grounds for denial of
service, credit determination, deposit and guarantee practices, meter reading and
accuracy, bill contents, billing frequency, billing accuracy, collection practices,

notices, grounds for termination of servic e, termination procedures, rights to
reconnection, late charges, disconnection/reconnection fees, access to budget
billing and payment arrangem ents, extreme weather, illne ss or other vulnerable
customer disconnection protections, and the like. In a retail competition model, would include protections against "sl amming" and other hard-sell abuses.
• Daily Peak – The maximum amount of energy or service demanded in one
day from a company or utility service.
• Degree-day – A unit measuring the extent to which the outdoor mean
(average of maximum and minimum) daily dry-bulb temperature falls below (in
the case of heating) or rises above (in the case of cooling) an assumed base. The base is normally taken as 65 degrees for heating and cooling unless otherwise designated.
• Demand (electric) – The rate at which electric energy is delivered to or by a
system, part of a system, or a piece of equipment. Demand is expressed in kW,
kVA, or other suitable units at a given instant or over any designated period of
time. The primary source of "demand" is the power-consuming equipment of the
customers. • Demand Billing – The electric capacity require ment for which a large user
pays. It may be based on the customer's peak demand during the contract year,
on a previous maximum or on an agreed mini mum. It is measured in kilowatts.
• Demand Charge – The sum to be paid by a lar ge electricity consumer for its
peak usage level. • Demand Controller – An electrical, mechanical, or electromechanical device
or system that monitors the customer demand and causes that demand to be
leveled and/or limited. • Demand Ratchet – This is the minimum billing demand based upon a given
percentage of the actual demand use, recorded during t he last eleven months of
demand history. • Demand-Side Management (DSM) – A technology or program that
encourages customers to use electricity differently. • Demonstration – The application and integrati on of a new product or service
into an existing or new system. Most commonly, demonstration involves the
construction and operation of a new electric technology interconnected with the
electric utility system to demonstrate how it interacts with the system. This
includes the impacts the technology may have on the system and the impacts
that the larger utility syst em may have on the functioni ng of the technology.
• Departing Member – A member consumer served at retail by an electric
cooperative corporation that hs given notice of intent to receive generation
services from another source or that is otherwise in the process of changing
generation suppliers. These persons shall nonetheless remain members of the electric distribution cooperat ive corporation for purposes of distribution service.
• Dependable Capacit
y – The system's ability to carry the electric power for
the time interval and period specified. Dependable capacity is determined by such factors as capability, operating pow er factor and portion of the load the
station is to supply.

• Depletable Energy Sources – This includes: 1) electricity purchased from a
public utility and 2) energy obtained from bur ning coal, oil, natural gas or liquefied
petroleum gasses.
• Depreciation, Straight-line – Straight-line depreciation takes the cost of the
asset less the estimated salvage value and allocates the cost in equal amounts
over the asset's estimated useful life. • Deregulation – The elimination of regulati on from a previously regulated
industry or sector of an industry. • Designated Agent – An agent that acts on behalf of a transmission provider,
customer or transmission customer as required under the tariff. • Direct Access – The ability of a retail cust omer to purchase commodity
electricity directly from the wholes ale market rather than through a local
distribution utility. • Direct Current (DC) – Electric that flows continuously in the same direction.
• Direct Energy Conversion – Production of electricit y from an energy source
without transferring the energy to a work ing fluid or steam. For example,
photovoltaic cells transform light directly into electricity. Direct conversion
systems have no moving parts and usually produce direct current.
• Direct Load Control – Activities that can interrupt load at the time of peak by
interrupting power supply on consumer pr emises, usually applied to residential
consumers. • Direct Utility Cost – A cost identified with one of the DSM categories.
• Disaggregation – The functional separation of t he vertically integrated utility
into smaller, individually owned business units (I.e. generation, dispatch/control,
transmission, distribution). The terms " deintegration", "disintegration" and
"delimitation" are sometimes used to mean the same thing.
• Discount/Interest Rate – The discount rate is used to determine the present
value of future or past cash flows. The rate accounts for inflation and the
potential earning power of money. • Dispatchability – This is the ability of a generating unit to increase or
decrease generation, or to be brought on line or shut down at the request or a
utility's system operator. • Distributed Generation – A distributed generation system involves small
amounts of generation located on a utility's distribution system for the purpose of
meeting local (substation level) peak loads and/or displacing the need to build
additional (or upgrade) local distribution lines.
• Distribution – The system o
f wires, switches, and transformers that serve
neighborhoods and business, typically lo wer than 69,000 volts. A distribution
system reduces or downgrades power from high-voltage transmission lines to a
level that can be used in homes or businesses. • Distribution Line – This is a line or system for distributing power from a
transmission system to a customer. It is any line operating at less than 69,000
volts. • Distribution System – That part of the electric system that delivers electric
energy to consumers.

• Distribution Util ity (Disco) – The regulated electr ic utility entity that
constructs and maintains the distribution wires connecting the transmission grid
to the final customer. The Disco can al so perform other services such as
aggregating customers, purc hasing power supply and transmission services for
customers, billing cust omers and reimbursing suppliers, and offering other
regulated or non-regulated energy services to retail customers. The "wires" and
"customer service" functions provided by a distribution utility coul d be split so that
two totally separate entities are used to supply these two types of distribution
services.
• Distributive Power – A packaged power unit locate d at the point of demand.
While the technology is still evolving, exam ples include fuel cells and photovoltaic
applications. • Diversity Exchange – Exchange of capacity or energy between systems that
have peak loads occurring at different times. • Diversity Factor – The ratio of the sum of the non-coincident maximum
demands of two or more l oads to their coincident ma ximum demand for the same
period. • Divestiture – The stripping off of one utility function from the others by selling
(spinning-off) or in most other way changing the ownership of the assets related
to that function. Most commonly associ ated with spinning-off generation assets
so they are no longer owned by the shar eholders that own t he transmission and
distribution assets.
• DSM Measure Technology Program – Single devices, equipment, or rates
as listed in the Reference Data. A dem and-side management pr ogram is usually
a group of DSM measures or technologies. However, a DSM program could in
some cases be a single measure.
• East Central Area Reliability Coordination Agreeme – One of the ten
regional reliability councils that make up the North American Electric Reliability
Council (NERC). • Economic Dispatch – The distribution of to tal generation requirements
among alternative sources for optimum system economy with consideration to
both incremental generat ing costs and incremental transmission losses.
• Economic Efficiency – A term that refers to the optimal production and
consumption of goods and services. This generally occurs when prices of
products and services reflect their margi nal costs. Economic efficiency gains can
be achieved through cost reduction, but it is better to think of the concept as
actions that promote an increase in overall net value (which includes, but is not limited to, cost reductions).
• Economy Energy – Energy produced and substitu ted for the traditional but
less economical source of energy. Econom ic energy is usually sold without
capacity and is priced at variable costs plus administration costs.
• Efficiency
Service Company – A company that offers to reduce a client's
electricity consumption with the cost savings being split with the client.
• Elasticity of Demand – The ratio of the percent age change in the quantity
demanded of a good to the perc entage change in price.

• Electric Capacity – This refers to the ability of a power plant to produce a
given output of electric energy at an inst ant in time, measured in kilowatts or
megawatts (1,000 kilowatts).
• Electric Distribut ion Company – The company that owns the power lines
and equipment necessary to deliver purc hased electricity to the customer.
• Electric Plant (Physical) – A facility that contains all necessary equipment for
converting energy into electricity. • Electric Power Supplier – Non-utility provider of el ectricity to a competitive
marketplace. • Electric Rate Schedule – An electric rate and its contract terms accepted by
a regulatory agency. • Electric Reliability C ouncil of Texas (ERCOT) – One of the ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC). • Electric System – This term refers to all of the elements needed to distribute
electrical power. It includes overhead and underground lines, poles,
transformers, and other equipment. • Electric Utility – A legal entity that owns and/ or operates facilities for the
generation, transmission, distribution, or sale of electric energy.
• Electric Utility Affiliate – This refers to a subsidiary or affiliate of an electric
utility. Many utilities form affiliates to develop, own, and operate independent
power facilities. • Electric Wholesale Generator – A power producer who sells power at cost to
a customer. • Embedded Cost – A utility's average cost of doing business, which includes
the costs of fuel, personnel, plants, poles, and wires. • End-Use – The specific purpose for which electric is consumed (I.e. heating,
cooling, cooking, etc.). • Energy – This is broadly defined as t he capability of doing work. In the
electric power industry, energy is more narrowly defined as electricity supplied
over time, express in kilowatt-hours. • Energy Charge – The amount of money owed by an electric customer for
kilowatt-hours consumed. • Energy Consumption – The amount of energy consumed in the form in
which it is acquired by the user. T he term excludes electrical generation and
distribution losses. • Energ
y Costs – Costs, such as for fuel, t hat are related to and vary with
energy production or consumption. • Energy Deliveries – Energy generated by one system delivered to another
system. • Energy Effects – Changes at the consumer me ter that reflect activities
undertaken in response to utility-administered programs. • Energy Efficiency – Programs that r educe consumption.
• Energy Policy Act of 1992 – This act which was the first comprehensive
federal energy law promulgated in more than a decade will help create a more

competitive U.S. electric power marketpl ace by removing barriers to competition.
By doing so, this act allows a broad spectrum of independent energy producers
to compete in wholesale electric power markets. The act al so made significant
changes in the way power transmission grid s are regulated. Specifically, the law
gives the Federal Energy Regulatory Co mmission the authority to order electric
utilities to provide access to their transmi ssion facilities to other power suppliers.
• Energy Receipts – Energy generated by one utility system that is received by
another through transmission lines.
• Energy Reserves – The portion of total energy resources that is known and
can be recovered with presently available technology at an affordable cost. • Energy Resources – Everything that could be used by society as a source of
energy. • Energy Services Companies (ESCOs) – ESCOs would be created in a
deregulated, openly competitive electric marketplace. The Energy Services
industry would be made up of power aggreg ators, power marketers and brokers,
whose job is to match buyers and se llers, tailor both physical and financial
instruments to suit the needs of parti cular customers, and to allow even the
smallest residential customers to form buying groups or cooperatives that will
give them the same bargaining power as large industrial customers. • Energy Source – A source that provides the power to be converted to
electricity. • Energy Use – Energy consumed during a specified time period for a specific
purpose (usually expressed in kWh). • Entitlement – Electric energy or generating c apacity that a utility has a right
to access under power exchange or sales agreements. • Entrance Cable/Service Entrance Conductor – This is the cable running
down the side of a customer's house into the meter. This cable is owned by the
customer and its maintenance is the custom er's responsibility. Work on this cable
should be performed only by a licensed electrician.
• Environmental Attributes – Environmental attribut es quantity the impact of
various options on the environment. These attributes include particulate
emissions, SO2 or Nox, and thermal discharge (air and water).
• Escape Provision – A contract provision which allows a party, such as an
electric customer, to get out of it. Usually, there is a penalty.
• Exempt Wholesale Generator (EWG) – An EWG is a category of power
producer defined by the Energy Poli cy Act of 1992. EWG's are independent
power facilities that generate electricity for sale in wholesale power markets at
market-based rates. The Federal Energy Regulatory Commission is responsible
for determining EWG status. • Facility – A location where electric energy is generated from energy sources.
• Feasibilit
y Factor – A factor used to adjust potential energy savings to
account for cases where it is impractica l to install new equipment. For example,
certain types of fluorescent lighting requi re room temperature conditions. They
are not feasible for outdoor or unheated space applications. Some commercial
applications, such as color-coded warehou ses, require good color rendition, so

color distortions could also make cert ain types of lighting infeasible. The
feasibility factor equals 100 percent minus the percent of infeasible applications.
• Federal Energy Regulatory Commission (FERC) – The regulatory agency,
in the U.S. Department of E nergy, that has jurisdiction over interstate electricity
sales, wholesale rates, licensing, etc.
• Federal Power Act – An act that includes the regulation of interstate
transmission of electrical energy and rates. This act is administered by the
Federal Energy Regulatory Commission.
• Feeder – This is an electrical supply line, either overhead or underground,
which runs from the substation, th rough various paths, ending with the
transformers. It is a distribution circ uit, usually less than 69,000 volts, which
carries power from the substation. • Feeder Lockout – This happens when a main ci rcuit is interrupted at the
substation by automatic protective dev ices and cannot be restored until crews
investigate. This indicates a serious problem on the circuit, usually equipment
failure or a broken conductor. • Financial Attributes – Financial attributes measur e the financial health of the
company. Utility management, security anal ysts, investors, and regulators use
these attributes to evaluate a utility's per formance against its historic records and
industry averages. Key financial attributes include capital requirements, earnings
per share of common equity, capitalization ratios, and interest coverage ratios. • Firm Energy – Power or power-producing capacity covered by a commitment
to be available at all times during the period. • Firm Transmission Service – Service that is reserved for at least one year.
• Fixed Costs – The annual costs associated wit h the ownership of property
such as depreciation, taxes, insu rance, and the cost of capital.
• Flat Rate – A fixed charge for goods and serv ices that does not vary with
changes in the amount used, volume consumed, or units purchased.
• Flexible Load Shape – The ability to modify your utility's load shape on short
notice. When resources are insufficient to meet load requirements, load shifting
or peak clipping may be appropriate. • Flexible Retail PoolCo – This provides a model for the restructured electric
industry that features an Independent System Operat or (ISO) operating in
parallel with a commercial Power Exchange, which allows end-use customers to
buy from a spot market or "pool" or to contract direct ly with a particular supplier.
• Forced Outage – An outage that results fr om emergency conditions and
requires a component to be taken out of service automatically or as soon as
switching operations can be performed. The forced outage can be caused by
improper operation of equipment or by human error. If it is possible to defer the
outage, the outage becomes a scheduled outage. • Franchise Area – This is the territory in which a utility system supplies
service to customers. • Franchise Monopol
y – Under this system, a utility has the right to be the sole
or principal supplier of electric power at a retail level in a specific region or area
knows as the franchise service territory. In return for its sole supplier privilege,
the utility has an obligation to serve any one who requests service, and agrees to

be accountable to state and/or federal regul atory bodies that r egulate the utility's
performance, accounting procedures, pricing structures, and plant planning and
siting.
• Fuel – A substance that c an be burned to product heat.
• Fuel Adjustment – A clause in the rate schedule that provides for adjustment
of the amount of a bill as t he cost of fuel varies from a specified base amount per
unit. The specified base amount is det ermined when rates are approved. This
item is shown on all customer bills and indicates the current rate for any
adjustment in the cost of fuel used by the company. It can be a credit or a debit.
The fuel adjustment lags two months behind the actual price of the fuel. For
example, the cost of oil in January will be reflected in March's fuel adjustment.
• Fuel Cell – An advanced energy conversion device that converts fuels to
power very efficiently and with minimal environmental impact. • Fuel Diversity – A utility or power supplier t hat has power stations using
several different types of fuel. Avoiding over-reliance on one fuel helps avoid the
risk of supply interruption and price spikes. • Fuel Escalation – The annual rate of increase of the cost of fuel, including
inflation and real escalation, resulti ng from resource depletion, increased
demand, etc. • Fuel Expenses – Costs associated with the generation of electricity.
• Fuel-Use Attributes – Fuel-use attributes are important to utilities concerned
about reliance on a single fuel or reduction in usage of a particular fuel. These
attributes include annual fuel co nsumption by type and percent energy
generation by fuel.
• Full-Forced Outage – Net capability of generating units unavailable for load
for emergencies. • Functional Unbundling – The functional separation of generation,
transmission, and distribution transactions within a vertically integrated utility
without selling of "spinning off" these functions into separate companies.
• Generating Station (Generating Plant or Power Plan – The location of
prime movers, electric generators, and auxiliary equipment used for converting
mechanical, chemical, and nuclear energy into electric energy.
• Generating Unit – Combination of connected prime movers that produce
electric power.
• Generation (Electricity) – Process of produci ng electric energy by
transforming other forms of energy. • Generation Charges – Part of the basic servic e charges on every customer's
bill for producing electricity. Generation service is competitively priced and is not
regulated by Public Utility Commissions . This charge depends on the terms of
service between the customer and the supplier. • Generation Company
(Genco) – A regulated or non-regulated entity
(depending upon the industry structure) that operates and maintains existing
generating plants. The Genco may own the generation plants or interact with the short term market on behalf of plant owners. In the cont ext of restructuring the
market for electricity, Genco is so metimes used to describe a specialized

"marketer" for the generating plants formerly owned by a vertically-integrated
utility.
• Generation Dispatch and Control – Aggregation and dispatching (sending
off to some location) gener ation from various generatin g facilities, providing
backup and reliability services. • Generator – Machine used to convert mec hanical energy into electrical
energy. • Geothermal – An electric generating stati on in which steam tapped from the
earth drives a turbine-generat or, generating electricity.
• Gigawatt – This is a unit of electric power equal to one billion watts, or one
thousand megawatts – enough power to supply the needs of a medium-sized city. • Good Utility Practice – Methods and practices that are approved by a
significant portion of the industry. • Greenfield Plant – This refers to a new electr ic power generating facility built
from the ground up. • Grid – Matrix of an electr ical distribution system.
• Gross Generation – Amount of electric energy produced by generating units
as measured at the generator terminals. • Heat Rate – A measure of generating station thermal efficiency and generally
expressed as Btu per net k/ Wh. The heat rate is computed by dividing the total
Btu content of the fuel bur ned (or of heat released from a nuclear reactor) by the
resulting net kWh generated. • High Heat Value (HHV) – The high or gross heat c ontent of the fuel with the
heat of vaporization included; the water vapor is assumed to be in a liquid state.
• Hourly Metering – Tracking or recording a customer's consumption during
specific periods of time that c an be tied to the price of energy.
• Hourly Non-Firm Transmission Service – Transmission scheduled and paid
for on an as-available basis and subject to interruption. • Hydroelectric – An electric generating station in which a water wheel is
driven by falling water, thus generating electricity. • Incentive – A rebate or some form of payment used to encourage people to
implement a given demand-side management (DSM) technology. The incentive
is calculated as the amount of the technology costs that must be paid by the
utility for the participant test to equal one and achieve the desired benefit/cost
ratio to drive the market.
• Incremental Effects – Annual effects in energy use and peak load caused by
new participants in existing DSM programs and all partic
ipants in new DSM
programs during a given year. • Independent Power Producers (IPPs) – These are pr ivate entrepreneurs
who develop, own or operate electric pow er plants fueled by alternative energy
sources such as biomass, cogenerati on, small hydro, waste-energy and wind
facilities. • Independent System Operator (ISO) – An ISO is the entity charged with
reliable operation of the grid and prov ision of open transmission access to all
market participants on a non-discriminatory basis.

• Indirect Utility Cost – Any cost that is not i dentified with a specific DSM
category such as Administration, Marketing, etc.
• Installed capacity – The total generating units' capa cities in a power plant or
on a total utility system. The capacity can be based on the nameplate rating or
the net dependable capacity. • Intangible Transition Charge – The amounts on all customer bills, collected
by the electric utility to recover transition bond expenses. • Integrated Resource Plan (IRP) – A comprehensive and systematic blueprint
developed by a supplier, distributor, or end-user of energy who has evaluated
demand-side and supply-side resource options and economic parameters and
determined which options wil l best help them meet th eir energy goals at the
lowest reasonable energy, envir onmental, and societal cost.
• Interchange (Electric utility) – The agreement among interconnected utilities
under which they buy, sell and exchange powe r among themselves. This can, for
example, provide for economy energy and emergency power supplies.
• Interconnection (Electric utility) – The linkage of transmission lines
between two utility, enabling power to be moved in either direction.
Interconnections allow the utilities to help contain costs while enhancing system
reliability.
• Interdepartmental Service (Electric) – Amounts charged by the electric
department at specified rates for electric ity supplied by other utility departments.
• Intermediate Load (Electric Systems) – Range from base load to a point
between that and peak load. • Intermittent Resources – Resources whose output depends on some other
factory that cannot be controll ed by the utility e.g. wind or sun. Thus, the capacity
varies by day and by hour. • Interruptible Loads – Loads that can be interrupt ed in the event of capacity
or energy deficiencies on the supplying system. • Interruptible Power – This refers to power whose delivery can be curtailed by
the supplier, usually under some sort of agreement by the parties involved.
• Interruptible Rates – These provide power at a lo wer rate to large industrial
and commercial customers who agree to reduc e their electricity use in times of
peak demand. • Interval Metering – The process by which power consumption is measured at
regular intervals in order that specific load usage for a set period of time can be
determined. • Investor-Owned Utility (IOU) – An IOU is a form of electric utility owned by a
group of investors. Shares of IOUs are traded on public stock markets.
• Jurisdictional – Utilities, ratepayers and r egulators (and impacts on those
parties) that are subject to state regulation in a state considerin g restructuring.
• Kilovolt ampere (kVA) – The practical unit of appar ent power, which is 1,
000
volt-amperes. The volt-amperes of an el ectric circuit are the mathematical
products of the volts and amperes of the client.
• Kilowatt (kW) – The electrical unit of power equal to 1,000 watts.

• Kilowatt-Hour (kWh) – The basic unit of electric energy equal to one kilowatt
of power supplied to or taken from an electric circuit for one hour.
• Layoff – Excess capacity of a generating unit, available for a limited time
under the terms of a sales agreement. • Levelized – A lump sum that has been di vided into equal amounts over
period of time. • Lightning Arrestor – This protects lines, transformers, and equipment from
lightning surges by carrying the charge to the ground. Lightning arrestors serve
the same purpose on a line as a safety valve on a steam boiler.
• Line – A line is a system of poles, c onduits, wires, cables, transformers,
fixtures, and accessory equipment used for t he distribution of electricity to the
public. • Load – The amount of electric power del ivered or required at any specified
point or points on a system. Load originat es primarily at t he power consuming
equipment of the customer. • Load Building – Programs aimed at increasi ng use of existing electric
equipment or the additi on of new equipment.
• Load Centers – A limited geographical area w here large amounts of power
are used by customers. • Load Diversity – The condition that exists when the peak demands of a
variety of electric customers occur at differ ent times. This is the objective of "load
molding" strategies, ultimately curbing t he total capacity requirements of a utility.
• Load Duration Curve – A curve that displays load values on the horizontal
axis in descending order of magnitude again st percent of time (on the vertical
axis) the load values are exceeded. • Load Factor – The ratio of the average load supplied to the peak or maximum
load during a designated period. Load factor, in percent, also may be derived by
multiplying the kWh in a given period by 100, and dividing by the product of the
maximum demand in kW and the number of hours in the same period.
• Load Forecast – Estimate of electrical de mand or energy consumption at
some future time. • Load Management – Influencing the level and shape of demand for electrical
energy so that demand conforms to pr esent supply situations and long-run
objectives and constraints. • Load Profile – Information on a customer's usage over a period of time,
sometimes shown as a graph. • Load Ratio Share – Ratio of a transmission customer's network load to the
provider's total load ca
lculat ed on a rolling twelve-month basis.
• Load Shape – A curve on a chart showing power (kW) supplied (on the
horizontal axis) plotted against time of occurrence (on the vertical axis), and
illustrating the varying magnitude of the load during the period covered.
• Load Shifting – A load shape objective that involves moving loads from peak
periods to off-peak periods. If a utility does not expect to meet its demand during
peak periods but has excess capacity in t he off-peak periods, this strategy might
be considered.

• Loss of Load Probability (LOLP) – A measure of the probability that system
demand will exceed capacity dur ing a given period; this period is often expressed
as the expected number of days per year over a long period, frequently taken as
ten consecutive years. An example of LOLP is one day in ten years.
• Losses – The general term applied to energy (kWh) and capacity (kW) lost in
the operation of an electric system. Lo sses occur principally as energy
transformations from kWh to waste-heat in electrical conductors and apparatus.
This waste-heat in electrical condu ctors and apparatus. This power expended
without accomplishing useful work occu rs primarily on the transmission and
distribution system.
• Low Heat Value (LHV) – The low or net heat of combustion for a fuel
assumes that all products of combustion, including water vapor, are in a gaseous
state. • Marginal Cost – The cost to the utility or providing the next (marginal)
kilowatt-hour of electricity, i rrespective of sunk costs.
• Marginal Cost – The sum that has to be paid t he next increment of product of
service. The marginal cost of electricity is the price to be paid for kilowatt-hours
above and beyond those supplied by presently available generating capacity. • Market Eligibility – The percentage of equipment st ill available for retrofit to
the demand-side management measure. For ex ample, if 20 percent of customers
where demand controllers are feasible have already purchased demand
controllers, then the eligible market eligibility factor is 80 percent.
• Market-Based-Price – A price set by the mutual decisions of many buyers
and sellers in a competitive market.
• Marketer – An agent for generation projects who markets power on behalf of
the generator. The marketer may also arrange transmi ssion, firming or other
ancillary services as needed. Though a mark eter may perform many of the same
functions as a broker, the difference is that a marketer re presents the generator
while a broker acts as a middleman. • Maximum Demand – Highest demand of the load wit hin a specified period of
time. • Maximum Demand – Highest demand of the load occurring within a specified
period of time. • Measure Life – The length of time t hat the demand-si de management
technology will last before requiring replacement. The measure life equals the
technology life. These terms are used synonymously. • Megawatt – One million watts.
• Mega
watt-hour (MWh) – One thousand kilowa tt-hours or one million-watt
hours. • Member System – An eligible customer operating as part of an agency
composed exclusively of ot her eligible customers.
• Meter Constant – This represents the ratio between instrument transformers
(CTs, PTs) and the meter. It is used as a multiplier of the difference between
meter readings to determine the kWh used. The meter constant is also used as a
multiplier of the demand reading to determine the actual demand.

• Mid-America Interconnected Network (MAIN – One of the ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC).
• Mid-Atlantic Area Council (MAAC) – One of the ten regional reliability
councils that make up the North Americ an Electric Reliability Council (NERC).
• Mid-Continent Area Power Pool (MAPP); – One of the ten regional reliability
councils that make up the North Americ an Electric Reliability Council (NERC).
• Mill – One mill is equal to one-thousandth of a dollar.
• Mobile Substation – This is a movable substation which is used when a
substation is not working or additional power is needed. • Monopoly – The only seller with control over market sales.
• Monopsony – The only buyer with control over market purchases.
• Municipal Electric Utility – A power utility system owned and operated by a
local jurisdiction. • Municipal Solid Waste – A Biomass resource t hat can be used to produce
energy by the process of incineration. • Municipalization – The process by which a municipal entity assumes
responsibility for supplying utility servic e to its constituents. In supplying
electricity, the municipality may generat e and distribute the power or purchase
wholesale power from other generators and distribute it.
• Native Load Customers – Wholesale and retail customers that the
transmission provider constructs and oper ates a system to provide electric
needs. • Net Capability – Maximum load carrying ability of the equipment, excluding
station use. • Net Generation – Gross generation minus plant use.
• Net Generation – Gross generation minus t he energy consumed at the
generating station for its use. • Network – A system of transmission and di stribution lines cross-connected
and operated to permit multiple power supply to any principal point on it. A
network is usually installed in urban areas . It makes it possible to restore power
quickly to customers by switch ing them to another circuit.
• Network Customers – Customers receiving serv ice under the terms of the
Transmission Provider's Ne twork Integration Tariff.
• Network Integration Transmission Service – A service that allows the
customer to integrate, plan, dispat ch, and regulate its Network Resources.
• Netw
ork Load – Designated load of a transmission customer.
• New England Power Exchange (NEPEX) – This is the operating arm of the
New England Power Pool.
• New England Power Pool (NEPOOL) – A regional consor tium of 98 utilities
who coordinate, monitor and direct the operations of major generation and
transmission facilities in New England. • Non-basic Service – Any category of service not related to basic services
(generation, transmission, distri bution and transition charges).

• Non-bypassable Wires Charge – A charge generally placed on distribution
services to recover utility costs incurr ed as a result of restructuring (stranded
costs – usually associated with generati on facilities and services) and not
recoverable in other ways.
• Non-Firm Power – Power supplied or available under terms with limited or no
assured availability. • Non-Firm Transmission Service – Point-to-point service reserved and/or
scheduled on an as-available basis. • Non-jurisdictional – Utilities, ratepayers and regulators (and impacts on
those parties) other than stat e-regulated utilities, regulators and ratepayers in a
jurisdiction considering restructuring. Examples include utilities in adjacent state
and non-state regulated, publicly owned uti lities within restructuring states.
• Non-utility Generator – Independent power producers, exempt wholesale
generators and other companies in the power generation business that have
been exempted from tradition al utility regulation.
• Noncoincidental Peak Load – The sum of two or more peak loads on
individual systems, not occurring in the same time period.
• Nonutility Power Producer – A legal entity that owns electric generating
capacity, but it not an electric utility. • North American Electric Reliability Council (NERC) – Council formed by
electric utility industry in 1968 to pr omote the reliability and adequacy of bulk
power supply in utility systems of North America. NERC consists of ten regional
reliability councils: Alaskan System Coor dination Council (ASCC); East Central
Area Reliability Coordination Agreement (E CAR); Electric Reliability Council of
Texas (ERCOT); Mid-America Interconnecte d Network (MAIN); Mi d-Atlantic Area
Council (MAAC); Mid-Continent Area Power Pool (MAPP); Northeast Power
Coordinating Council (NPCC); Southeastern Electric Reliability Council (SERC);
Southwest Power Pool (SPP); Western systems Coordinating Council (WSCC).
• North/South – Technology factors are provided for North and South because
some equipment and technologies are temperature sensitive. A North
designation generally represents a utility that experiences cold winters and has
average annual heating degree days of at least 5,000 (based on a 65 degree base). A South designation has relatively m ild winters but a significant saturation
of air conditioning. This geographical des ignation is very general, but it is
intended to separate out areas th at are warmer than others.
• Northeast Power Coordinating Council (NPCC) – One of the ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC).
• Notice of Proposed Rulemaking – A designation used by the Federal
Energy Regulatory Commission for some of its dockets.
• Nuclear Regulatory
Commission – This is the federal agency responsible
for the licensing of nuclear facilities. They oversee these facilities and make sure
regulations and standards are followed. • Obligation to Serve – The obligation of a utility to provide electric service to
any customer who seeks that service, and is willing to pay the rates set for that

service. Traditionally, utilities have assum ed the obligation to serve in return for
an exclusive monopoly franchise.
• Off-peak – Periods of relatively low system demands.
• Ohm – Unit of measure of electrical resistance.
• On-Peak Energy – Energy supplied during peri ods of relatively high system
demand as specified by the supplier. • Open Access – Access to the electric transmi ssion system by any legitimate
market participant, including utilities, independent power producers,
cogenerators, and power marketers. • Operation and Maintenance Expenses – Costs that relate to the normal
operating, maintenance and administrat ive activities of a business.
• Options – Options are potential decisio ns over which a utility has a
reasonable degree of control. One option might be to build a new coal-fired
power plant; another option might be to re furbish an old power plant. Each option
has one of more values to be specified. A specified option has a specified value
such as year of implementation or size of plant. A plan is a set of specified
options. A plan contains a set of decisi ons or commitments the utility can make,
given the options available. • Outage – Time during which service is unavailable from a generating unit,
transmission line, or other facility. • Overload – The flow of electricity into conductors or devices when normal
load exceeds capacity. • Parallel Path Flow – This refers to the flow of electric power on an electric
system's transmission facilities resulting from scheduled electric power transfers
between two other electric systems. (Electric power flows on all interconnected
parallel paths in amounts inversely pr oportional to each path's resistance.)
• Partial Load – An electrical demand that uses only part of the electrical power
available. • Payback – The length of time it takes fo r the savings received to cover the
cost of implementing the technology. • Peak – Periods of relati vely high system demands.
• Peak Clipping – Peak clipping reduces a utility's system peak, reducing the
need to operate peaking units with relatively high fuel costs. Peak clipping is
typically pursued only for the days the system peak is likely to occur, and the
resources are not expected to meet the impending load requirements.
• Peak Demand – Maximum power used in a given period of time.
• Peak Load Pow
er plant – A power generating station that is normally used to
produce extra electricity during peak load times.
• Peaking Capacity – Generating equipment norma lly operated only during the
hours of highest daily, weekly, or seasona l loads; this equipment is usually
designed to meet the portion of load that is above base load.
• Peaking Unit – A power generator used by a utility to produce extra electricity
during peak load times.

• Performance Attributes – Performance attributes measure the quality of
service and operating efficiency. Lo ss of load probability, expected energy
curtailment, and reserve margin are all performance attributes.
• Period of Analysis – The number of years c onsidered in the study.
• Phase – One of the characteristics of th e electric service supplied or the
equipment used. Practically all residential cust omers have single-phase service.
Large commercial and industria l customers have either two-phase or three-phase
service. • Photovoltaics – A technology that directly converts light into electricity. The
process uses modules, which are usually made up of many cells (thin layers of
semiconductors). • Pilot – A utility program offeri ng a limited group of customers their choice of
certified or licensed energy suppliers on a one year minimum trial basis.
• Planned Generator – Proposal to install generat ing equipment at an existing
or planned facility or site. • Plant – A facility containing prime move rs, electric generators, and other
equipment for producing electric energy. • Point(s) of Delivery – Point(s) for interco nnection on the Transmission
Provider's System where capacity and/or energy are made available to the end
user. • Point(s) of Receipt – Point(s) of connection to the transmission system
where capacity and/or energy will be made available to the transmission
providers.
• Point-to-Point Transmission Service – Reservation and/or transmission of
energy from point(s) of receip t to point(s) of delivery.
• PoolCo – This will serve as a model for the restructured electric industry that
combines the functions of an ISO and a Po wer Exchange. In its least flexible
form, a PoolCo also prohibits direct tr ansactions between buyers and sellers (I.e.
all producers selling to the Pool and a ll consumers buy fr om the Pool.)
• Power – The rate at which energy is transferred.
• Power Exchange – This is a commercial entity responsible for facilitating the
development of transparent spot prices for energy capacity, and/or ancillary
services. • Po
wer Grid – A network of power lines and associated equipment used to
transmit and distribute electricity over a geographic area. • Power Marketers – Entities engaged in buyi ng and selling electricity.
• Power Plant – A generating station wher e electricity is produced.
• Power Pool – Two or more interconnected el ectric systems that agree to
coordinate operations. • Power Purchase Agreement – This refers to a contract entered into by an
independent power producer and an elec tric utility. The power purchase
agreement specifies the terms and condition s under which electric power will be
generated and purchased. Power purchase agreements require the independent
power producer to supply power at a spec ified price for the life of the agreement.
While power purchase agreements vary , their common elements include:

specification of the size and operating parameters of the generation facility;
milestones in-service dates, and contract terms; price mechanisms; service and
performance obligations; dispatchability options; and conditions of termination or
default.
• Present Value – The amount of money required to secure a specified cash
flow on a future date at a given rate of return. • Present Worth Factor – The adjustment factor that discounts a sum of future
dollars back to the current year. • Price Cap – Situation where a pric e has been determined and fixed.
• Primary Circuit – This is the distribution circ uit (less than 69,000 volts) on the
high voltage side of the transformer. • Prime Mover – A device such as an engine or water wheel that drives an
electric generator. • Production – The act or process of generating electric energy.
• Production Costing – A method used to determine the most economical way
to operate a given system of power re sources under given load conditions.
• Program Life – The length of time that the ut ility will be actively involved in
promoting a demand-side m anagement program (I.e. financing the marketing
activities and the incent ives of the program.)
• Program Maturity – The time it takes for the full benefits of a demand-side
management measure or pr ogram to be realized.
• Project Financing – This is the most comm only used method to finance the
construction of independent power facilitie s. Typically, the developer pledges the
value of the plant and part or all of its expected revenues as collateral to secure
financing from private lenders. • Prorated Bills – The computation of a bill based upon proportionate
distribution of the applicabl e billing schedule. A prorat ed bill is less than 25 days
ore more than 38 days. • Provider of Last Resort – A legal obligation (traditi onally given to utilities) to
provide service to a customer where co mpetitors have decided they do not want
that customer's business. • Public Authority Service to Public Authorities – Electric services supplied
to public entities such as municipalit ies or divisions of state or federal
governments.
• Public U
tility – A utility operated by a non-pr ofit governmental or quasi-
governmental entity. Public utilities include municipal ut ilities, cooperatives, and
power marketing authorities.
• Public Utility Commissions – State regulatory agencies that provide
oversight, policy guidelines and direction to electric public utilities. • Public Utility Holding Comp any Act of 1935 (PUHCA) – PUHCA was
enacted by the U.S. Congress to regulate the large inte rstate holding companies
that monopolized the electric utility i ndustry during the early 20th century.
• Public Utility Regulatory Policies Act of 1978 (PU – PURPA promotes
energy efficiency and increased use of alternative energy sources by
encouraging companies to build cogenerat ion facilities and renewable energy

projects using wind power, solar energy, geothermal energy, hydropower,
biomass, and waste fuels.
• Publicly Owned Utilities – Municipal utilities (utilities owned by branches of
local government) and/or co -ops (utilities owned cooper atively by customers).
• Pumped Storage – A facility designed to generat e electric power during peak
load periods with a hydroelectric plant using water pumped into a storage
reservoir during off-peak periods.
• Purchased Power Adjustment – A clause in a rate schedule that provides
for adjustments to a bill when energy from another system is acquired.
• Qualifying Facility – A cogeneration of small production facility that meets
criteria established by the Feder al Energy Regulatory Commission.
• Ramp Rate – The rate at which you can increase load on a power plant. The
ramp rate for a hydroelectric facili ty may be dependent on how rapidly water
surface elevation on the river changes. • Ramp Up (Supply Side) – Increasing load on a gener ating unit at a rate
called the ramp rate. • Ramp-Up (Demand-Side) – Implementing a demand-side management
program over time until the program is considered fully installed.
• Rate Base – Value of property upon which a utility is permitted to earn a
specific rate of return. • Rate Class – A group of customer s identified as a class and subject to a rate
different from the ra tes of other groups.
• Rate Structure – The design and organization of billing charges by customer
class to distribute the revenue requirem ent among customer classes and rating
period. • Rate-Basing – The practice by utilities of allotting funds invested in utility
Research Development Demonstrat ion and Commercialization and other
programs from ratepayers, as opposed to allocating these costs to shareholders.
• Rate-of-Return Rates – Rates set to the average co st of electricity as an
incentive for regulated utilities to operate more efficiently at lower rates where
costs are minimized.
• Ratemaking Authority – The utility commission's authority as designated by
a State or Federal legislature to fix, modify, and/or approve rates.
• Ratepayer – This is a retail consumer of the electricity distributed by an
electric utility. This includes resident ial, commercial and industrial users of
electricity. • Real-time Pricing – The instantaneous pricing of electricity based on the cost
of the electricity available for use at the time the elec tricity is demanded by the
customer. • Receiving Part
y – Entity receiving the capac ity and/or energy transmitted by
the transmission provider to the point(s) of delivery.
• Recovered Energy – Reused heat or energy that otherwise would be lost.
For example, a combined cycle power plant recaptures some of its own waste
heat and reuses it to make extra electric power.

• Regional Power Exchange – An entity established to coordinate short-term
operations to maintain system stabilit y and achieve least-cost dispatch. The
dispatch provides back-up supplies, s hort-term excess sales, reactive power
support, and spinning reserve. The pool may own, manager and/or operate the
transmission lines or be an independent ent ity that manages the transactions
between entities.
• Regional Reliability Councils – Regional organizations charged with
maintaining system reliability even duri ng abnormal bulk power conditions such
as outages and unexpectedly high loads. • Regional Transmission Group – An organization approved by a
Commission to coordinate transmission pl anning (and expansi on), operation, and
use on a regional basis. • Regulation – An activity of government to control or direct economic entities
by rulemaking and adjudication. • Regulatory Compact – Under this compact, utilities are granted service
territories in which they have the exclus ive right to serve retail customers. In
exchange for this right, utilities have an oblig ation to serve all consumers in that
territory on demand. • Reliability – Electric system reliability has two components – adequacy and
security. Adequacy is the ability of the el ectric system to supply the aggregate
electric demand and energy requirements of the customers at all times, taking
into account scheduled and unscheduled outages of system facilities. Security is
the ability of the electric system to withstand sudden disturbances such as
electric short circuits or unantic ipated loss of syst em facilities.
• Reliability Councils – Regional reliability counc ils were organized after the
1965 northeast blackout to coordinate reliab ility practices and avoid or minimize
future outages. They are voluntary organi zations of transmission-owning utilities
and in some cases power cooperativ es, power marketers, and non-utility
generators. Membership rules vary from region to region. They are coordinated
through the North American El ectric Reliability Council.
• Renewable Energy – Energy that is capable of being renewed by the natural
ecological cycle. • Replacements – The substitution of a unit for another unit generally of a like
or improved character. • Repowered Plant – This is an existing power facility that has been
substantially rebuilt to extend its useful life.
• Reregulation – The design and implementation of regulatory practices to be
applied to the remaining regulated entities after restructuring of the vertically-
integrated electric utility. The remaining Regulated entit ies would be those that
continue to exhibit characte ristics of a natural monopoly, where imperfections in
the market prevent the realiz ation of more competitive results, and where, in light
of other policy considerations, competitiv e results are unsatisfactory in one or
more respects. Reregulation could employ the same or different regulatory
practices as those used before restructuring. • Reseller
s – Companies that purchase utilit y service from a wholesaler and
resell it to consumers.

• Reserve Capacity – Capacity in excess of that required to carry peak load.
• Reserve Generating Capacity – The amount of power that can be produced
at a given point in time by generating units that are kept available in case of
special need. This capacity may e used when unusually high power demand
occurs, or when other generating units ar e off-line for maintenance, repair or
refueling.
• Reserve Margin – The percentage of installed capacity exceeding the
expected peak demand during a specified period. • Restructuring – The reconfiguration of the vert ically-integrated electric utility.
Restructuring usually refers to separati on of the various utility functions into
individually-operated and-owned entities.
• Retail – Sales of electric energy to the ultimate customer.
• Retail Company – A company that is authorized to sell electricity directly to
industrial, commercial and residential end-users. • Retail Competition – A system under which more than one electric provider
can offer to sell to retail customers, and retail customers are allowed to choose
more than one provider from whom to purchase their electricity.
• Retail Transaction – The sale of electric pow er from a generating company
or wholesale entity to the customer.
• Retail Wheeling – This refers to the ability of end-use customers of any size
to purchase electric capacity, energy or both from anyone other than the local
electric utility by moving or wheeli ng such power over the local utility's
transmission and/or distribution lines. • Rolling Blackouts – A controlled and temporary interruption of electrical
service. These are necessary when a utility is unable to meet heavy peak
demands because of an extreme deficiency in power supply.
• Running and Quick-Start Capability – Generally refers to generating units
that can be available for load within a 30-minute period. • Rural Electric Cooperative – A nonprofit, customer-ow ned electric utility that
distributes power in a rural area. • Sales for Resale – Energy supplied to other utilities and agencies for resale.
• Savings Fraction – The percentage of consum ption from using the old
technology that can be saved by replac ing it with the new, more efficient
demand-side management technology. For example, if a 60-watt incandescent
lamp were replaced with a 15-watt co mpact fluorescent lamp, the savings
fraction would be 75 percent because the compact fluorescent lamp uses only 25
percent of the energy used by the incandes
cent lamp.
• Scheduled Outage – An outage that results when a component is
deliberately taken out of se rvice at a selected time, usually for the purposes of
construction, maintenance, or testing.
• Securitization – The act of pledging assets to a creditor through a note, lien
or bond. This is a mechanism to allow a utility to recover stranded costs up front
in a single lump sum payment. Under a se curitization scheme, the legislature or
utility commission orders customers to pay a surcharge as part of their electric

bill. That surcharge must be paid within t he utility's original service territory,
regardless of who supplies the electricity to customers.
• Self-Generation – A generation facility dedicated to serving a particular retail
customer, usually located on the customer's premises. The facility may either be
owned directly by the retail customer or owned by a third party with a contractual
arrangement to provide electricity to meet some or all of the customer's load.
• Service Agreement – an agreement entered in to by the transmission
customer and transmission provider. • Service Area – The territory a utility system is required or has the right to
supply electric service to ultimate customers. • Service Drop – The lines running to a cust omer's house. Usually a service
drop is made up of two 120 volt lines and a neutral line, from which the customer
can obtain either 120 or 240 volts of pow er. When these lines are insulated and
twisted together, the installati on is called triplex cable.
• Service Life – The length of time a piece of equipment can be expected to
perform at its full capacity.
• Service Territory – This is the state, area or region served exclusively by a
single electric utility. • Single Phase Line – This carriers electrical loads capable of serving the
needs of residential customer s, small commercial custom ers, and streetlights. It
carrier a relatively light load as com pared to heavy duty three phrase constructs.
• Small Power Producer – Refers to a producer that generates at least 75% of
its energy from renewable sources. • Solar Thermal Electric – A process that generates electricity by converting
incoming solar radiation to thermal energy. • Source Energy – All the energy used in deliver ing energy to a site, including
power generation and transmission and distribution losses, to perform a specific
function, such as space conditioning, li ghting, or water heating. Approximately
three watts (or 10.239 Btus) of energy is consumed to deliver one watt of usable
electricity.
• Southeastern Electric Reliability Council (SERC – One of t he ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC). • Southwest Power Pool (SPP) – One of the ten regi onal reliability councils
that make up the North American Elec tric Reliability Council (NERC).
• Spinning Reserve – Reserve generating capacity running at zero load.
• Split-the
-savings – The basis for settling economy-energy transactions
between utilities. The added cost of the supplier are subtracted from the avoided
costs of the buyer, and the diffe rence is evenly divided.
• Spot Purchases – Single shipment of fuel purchased for delivery within 1
year. • Stable Prices – Prices that do not vary greatly over short time periods.
• Standard Rate – The basic rate customers would take service under if they
were not on real-time pricing.

• Standby Facility – A facility that supports a system and generally running
under no load.
• Stocks – A supply of fuel accumulated for future use.
• Stranded Benefits – Special collection program s, renewable energy and
demand side management progr ams, lifeline rates and other utility resources
funded by a monopoly utility that may not be funded if the utility's competition
does not have smaller costs. • Stranded Commitment – Assets and contracts associated with shifting to
competition which are above market pr ices and result in non-competitive
conditions for the utility. • Stranded Investments/Costs – Utility investments in facilities built to serve
customers under traditional regulation may become unre coverable or "stranded"
if those assets are deregulated and their cost of generation exceeds the actual
price of power in a competitive market. These include prior investments allowed
by regulators that are currently bei ng recovered through regulated rates.
• Stranded/Strandable Costs – These are costs inherent in the existing
electric utility industry rendered potentially unrecoverable in a competitive
market. • Strategic Conservation – Strategic conservation results from load reductions
occurring in all or nearly all time periods. This strategy can be induced by price of
electricity, energy-efficient equipmen t, or decreasing usage of equipment.
• Strategic Load Growth – A form of load building designed to increase
efficiency in a power system. This load shape objective can be induced by the
price of electricity and by t he switching of fuel technolog ies (from gas to electric).
• Substation – A facility used for switching and/ or changing or regulating the
voltage of electricity. Service equipment, line transformer installations, or minor distribution or transmission equipment are not classified as substations.
• Summer Peak – The greatest load on an electric system during any
prescribed demand interval in the summer. • Supplier – A person or corporation, genera tor, broker, marketer, aggregator
or any other entity, that sells electricity to customers, using the transmission or
distribution facilities of an el ectric distribution company.
• Supply-Side – Technologies that pertain to the generation of electricity.
• Surplus – Excess firm energy available from a utility or region for which there
is no market at the established rates.
• S
witching Station – Facility used to connect two or more electric circuits
through switches. • System (Electric) – Physically connected generat ion, transmission, and
distribution facilities oper ating as a single unit.
• System Peak Demand – The highest demand value t hat has occurred during
a specified period for the utility system. • Systems Benefits Charge – This is a per-customer charge intended to
recover the costs of utility demand -side management reach and development,
renewable resources or low-income programs.

• Target Market – A specific group of people or geographical area that has
been identified as the primary buy ers of a product or service.
• Tariff – A document, approved by the res ponsible regulatory agency, listing
the terms and conditions, including a schedule or prices, under which utility
services will be provided.
• Tax Credits – Credits established by the federal and state government to
assist the development of the alternative energy industry. • Three Phase Line – This is capable of carryi ng heavy loads of electricity,
usually to larger commercial customers. • Time-of-Use Rates – Electricity prices that vary depending on the time
periods in which the energy is consumed. In a time-of- use rate structure, higher
prices are charged during utility peak-load times. Such rates can provide an
incentive for consumers to curb power use during peak times. • Tipping Fee – A credit received by munici pal solid waste companies for
accepting and disposing of solid waste. • Total DSM Cost – Total utility and nonutility costs.
• Total Incentives – The incentive a utility offers is expressed as a percentage
of the technology cost. The utility can assume any level between 0 and 100
percent. A value greater than 100 percent is possible if the utility decides to pay
for all the equipment and give a rebat e as an additional incentive. You can
calculate the required incentive by setting the participant test to one by using the
following formula: Total Incentives = (Technology Costs – Bill Reductions)/2. • Total Nonutility Costs – Cash expenditures incurred through participation in
a DSM program that are not reimbursed by the utility.
• Total Resource Cost (TRC) Test –

A ratio used to assess the cost effectiveness of a demand-side management program. Although this economic desirabilit y test provides information about the
relative merits of different DSM programs, several important issues are not addressed in this analysis. First, this cost -effectiveness test does not indicate the
level of program participat ion that will be achieved. Second, the most cost-
effective mix of DSM technologies is not determined by this test because this methodology only evaluates one specific m easure at a time. Finally, these tests
are static; they do not in clude a feedback mechanism to account for changes in
demand due to the DSM program. The TRC Test measures the ratio of total
benefits to the costs incurred by both t he utility and the participant. The TRC test
is applicable to conservation, l oad management, and fuel substitution
technologies. For fuel subs titution technologies, the test compares the impact
from the fuel not selected to the impact of the fuel that is chosen as a result of
implementing the technologie s. The TRC Test includes benefits occurring to both
participants and nonparticipant s. Benefits include avoided supply c
osts (I.e.

transmission, distribution, generation, and capacity costs). Costs include those
incurred by both the utility and program participant.
• Total Utility Costs – Total direct and indirect utility costs.
• Tower – A steel structure found along transmission lines which is used to
support conductors. • Transfer – To move electric energy from one utility system to another over
transmission lines. • Transformer – A device for changing the voltage of alternating current.
• Transition Charge – A charge on every customer's bill designed to recover
an electric utility's transition or stranded co sts as determined by a Public Utility
Commission. • Transition Costs – Costs incurred by electric utilities to meet obligations,
which required the utilities to meet curr ent and future load demand. The utilities
ensured sufficient power generating capacit y by building additional power plants,
whose debts are currently recovered through a regulated rate of return that would
not continue in a competitive marketpl ace. They could be recovered with a
special charge during the tr ansition to competition.
• Transmission – The act or process of trans porting electric energy in bulk.
• Transmission and Distribution (T&D) Losses – Losses the result from the
friction that energy must overcome as it moves through wires to travel from the
generation facility to the customer. Bec ause of losses, the demand produced by
the utility is greater t han the demand that shows up on the customer bills.
• Transmission and Distribution (T&D) System – An interconnected group of
electric transmission lines and associ ated equipment for the movement or
transfer or electric energy in bulk between points of supply and points at which it
is transformed for delivery to the ultimate customers. • Transmission Charge – Part of the basic service charges on every
customer's bill for transporti ng electricity from the source of supply to the electric
distribution company. Publ ic Utility Commissions regulate retail transmission
prices and services. The charge will vary with source of supply. • Transmission Lines – Heavy wires that carry large amounts of electricity
over long distances from a generating stat ion to places where electricity is
needed. Transmission lines are held high above the ground on tall towers called
transmission towers. • Transmitting Utility – This is a regulated entity which owns, and may
construct and maintain, wire used to trans mit wholesale power. It may or may not
handle the power dispatch and coordination functions. It is regulated to provide
non-discriminatory connections,
comparabl e service and cost recovery. Any
electric utility, qualifying cogeneration fa cility, qualifying small power production
facility, or Federal power marketing agency which owns or operates electric
power transmission facilities which are used for the sale of electric energy at
wholesale. • Transparent Price – The most recent price contra ct available to any buyer or
seller in the market. • U.S. Department of Energy (DOE) – The DOE manager s programs of
research, development and commercializ ation for various energy technologies,

and associated environmental, regulatory and defense programs. DOE
announces energy policies and acts as a prin cipal advisor to the President on
energy matters.
• U.S. Environmental Protection Agency (EPA) – The EPA administers
federal environmental policies, enforces environmental laws and regulations,
performs research, and provides information on environmental subjects. The agency also acts as chief advisor to t he President on U.S. environmental policy
and issues.
• Ultrahigh Voltage Transmission – Transporting electricity over bulk-power
lines at voltage greater than 800 kilovolts.
• Unbundling – Disaggregating electric utility service into its basic components
and offering each component separately for sale with separate rates for each
component. For example, generation, tr ansmission and distribution could be
unbundled and offered as discrete services.
• Uncertainties – Uncertainties are factors over which the utility has little or no
foreknowledge, and include load growth, fuel prices, or regulatory changes.
Uncertainties are modeled in a probabilis tic manner. However, in the Detailed
Workbook, you may find it is more convenient to treat uncertainties as "unknown
but bounded" variables without assuming a probabilistic structur e. A specified
uncertainty is a specific value taken on by an uncertainty factor (e.g. 3 percent
per year for load growth). A future uncer tainty is a combination of specified
uncertainties (e.g. 3 percent per year l oad growth, 1 percent per year real coal
and oil price escalation, and 2.5 perc ent increase in housing starts).
• Unit Energy Consumption (UEC) – The annual amount of energy that is
used by the electrical device or appliance.
• Universal Service – Electric service sufficient for basic needs (an evolving
bundle of basic services) available to vi rtually all members of the population
regardless of income. • Unserved or Unmet Energy – The average energy that will be demanded but
not served during a specif ied period due to inadequate available generating
capacity. • Upgrade – Replacement or addition of el ectrical equipment resulting in
increased generation or tr ansmission capability.
• Uprate – An increase in the rating or stat ed measure of generat ion or transfer
capability. • Utility – A regulated entity which exhibits the characteristics of a natural
monopoly. For the purposes of electric indus try restructuring "utility" refers to the
regulated, vertically-integrated electric company. "Transmission utility" refers to
the regulated owner/operator of the transmission system onl y. "Distribution utility"
refers to the regulated owner/operator of the distribution system which serves
retail customers.
• Utilit
y-Earned Incentives – Costs paid to a utility for achieving consumer
participation in DSM programs. • Utilization Factor – The ratio of the maximum dem and of a system or part of
a system to the rated capacity of the system or part of the system.

• Valley Filling – Valley filling is a form of load management that increases or
builds, off-peak loads. This load shape obj ective is desirable if a utility has
surplus capacity in the off-peak hours. If this strategy is combined with time-or-
use rates, the average rate fo r electricity can be lowered.
• Variable Costs – Costs, such as fuel cost s, that depend upon the amount of
electric energy supplied.
• Variable Prices – Prices that vary frequently. Prices that are not stable.
• Vertical Integration – An arrangement whereby the same company owns all
the different aspects of making, selling, and delivering a product or service. In the
electric industry, it refers to the historically common arrangement whereby a
utility would own its own generating plants , transmission system, and distribution
lines to provide all aspects of electric service. • Volt – A unit of electrical pressure. It meas ures the force or push of electricity.
Volts represent pressure, correspondent to t he pressure of water in a pipe. A volt
is the unit of electromotive force or electric pressure analogous to water pressure
in pounds per square inch. It is the electrom otive force which, if steadily applied
to a circuit having a resistance of one ohm, will produce a current one ampere.
• Volt-amperes – The volt-amperes of an electr ic circuit are the mathematical
products of the volts and emperes of the client.
• Voltage – Measure of the fo rce of moving energy.
• Waste-to-Energy – This is a technology that uses refuse to generate
electricity. In mass burn plants, untr eated waste is burned to produce steam,
which is used to drive a steam turbine gen erator. In refuse- derived fuel plants,
refuse is pre-treated, partially to enhanc e its energy content prior to burning.
• Watt – The electric unit of power or ra te of doing work. One horsepower is
equivalent to approximately 746 watts. • Watt-Hour – One watt of power expended for one hour.
• Western systems Coordina ting Council (WSCC) – One of the ten regional
reliability councils that make up the Nort h American Electric Reliability Council
(NERC). • Wheeling – The use of the transmission faci lities of one system to transmit
power for another system. • Wholesale Bulk Power – Very large electric sales for resale from generation
sources to wholesale market participant s and electricity mark eters and brokers.
• Wholesale Competition – A
system whereby a distributor of power would
have the option to buy its power from a variety of power producers, and the
power producers would be able to compete to sell their power to a variety of
distribution companies.
• Wholesale Power Market – The purchase and sale of electricity from
generators to resellers (who sell to reta il customers) along with the ancillary
services needed to maintain reliability and power quality at the transmission
level.
• Wholesale Transition – The sale of electric power from an entity that
generates electricity to a utility or other electric distribution system through a
utility's transmission lines.

• Wholesale Transmission Services – The transmission of electric energy
sod, or to be sold, at wholes ale in interstate commerce.
• Wind Energy Conversion – A process that uses energy from the wind and
converts it into mechanical energy and then electricity.
• Winter Peak – The greatest load on an electr ic system during any prescribed
demand interval in the winter season or months. • Wires Charge – A broad term which refers to charges levied on power
suppliers or their customers for the use of the transmission or distribution wires.